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FIRST TRUST EXCH TRADED FUND 2 UTILITIES ALPH ETF
FIRST TRUST EXCH TRADED FUND 2 UTILITIES ALPH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 97 Institutional holders with a total value of $1,227,217,394.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 22,004,953 588,192,000 47.93%
2 MORGAN STANLEY 5,660,173 151,297,000 12.33%
3 WELLS FARGO & COMPANY/MN 3,856,481 103,084,000 8.40%
4 BANK OF AMERICA CORP /DE/ 1,657,690 44,310,000 3.61%
5 RiverFront Investment Group, LLC 1,498,678 40,060,000 3.26%
6 UBS Group AG 1,390,483 37,168,000 3.03%
7 RAYMOND JAMES & ASSOCIATES 1,235,716 33,031,000 2.69%
8 BANK OF MONTREAL /CAN/ 1,015,425 26,127,000 2.13%
9 MSI Financial Services Inc 866,189 23,153,000 1.89%
10 Raymond James Financial Services Advisors, Inc. 724,243 19,359,000 1.58%
11 NewSquare Capital LLC 561,419 15,007,000 1.22%
12 AMERIPRISE FINANCIAL INC 332,617 13,764,000 1.12%
13 STIFEL FINANCIAL CORP 355,279 9,497,000 0.77%
14 Janney Montgomery Scott LLC 355,265 9,496,000 0.77%
15 ROYAL BANK OF CANADA 353,152 9,441,000 0.77%
16 LPL Financial LLC 266,231 7,186,000 0.59%
17 O'DELL GROUP, LLC 243,817 6,517,000 0.53%
18 BB&T SECURITIES, LLC 241,547 6,263,000 0.51%
19 Transamerica Financial Advisors, LLC 213,565 5,709,000 0.47%
20 CWM, LLC 203,851 5,449,000 0.44%
21 ENVESTNET ASSET MANAGEMENT INC 200,602 5,364,000 0.44%
22 Tower Research Capital LLC (TRC) 187,721 5,018,000 0.41%
23 CITADEL ADVISORS LLC 184,483 4,931,000 0.40%
24 NewEdge Advisors, LLC 136,388 3,672,000 0.30%
25 HL FINANCIAL SERVICES LLC 136,115 3,638,000 0.30%
26 First Horizon Advisors, Inc. 140,239 3,620,000 0.29%
27 SignalPoint Asset Management, LLC 135,316 3,617,000 0.29%
28 Astor Investment Management LLC 108,673 2,905,000 0.24%
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 97,650 2,610,000 0.21%
30 BAIRD FINANCIAL GROUP, INC. 90,914 2,430,000 0.20%
31 Virtu KCG Holdings LLC 83,170 2,223,000 0.18%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 82,152 2,134,000 0.17%
33 LifePlan Financial Group, Inc 72,361 1,934,000 0.16%
34 ATWOOD & PALMER INC 57,455 1,536,000 0.13%
35 JPMORGAN CHASE & CO 52,429 1,401,000 0.11%
36 ADVISOR GROUP, INC. 44,335 1,185,000 0.10%
37 IFC Holdings Incorporated/FL 42,324 1,135,000 0.09%
38 Sigma Planning Corp 42,122 1,126,000 0.09%
39 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 42,115 1,125,000 0.09%
40 JANE STREET GROUP, LLC 41,702 1,115,000 0.09%
41 UNITED CAPITAL FINANCIAL ADVISORS, LLC 40,852 1,092,000 0.09%
42 Commonwealth Equity Services, Inc 37,964 1,015,000 0.08%
43 BENJAMIN F. EDWARDS & COMPANY, INC. 35,339 945,000 0.08%
44 Private Advisor Group, LLC 35,043 944,000 0.08%
45 SPC Financial, Inc. 35,067 937,000 0.08%
46 GIRARD SECURITIES, INC. 32,245 862,000 0.07%
47 PNC FINANCIAL SERVICES GROUP, INC. 30,791 823,000 0.07%
48 CREDIT SUISSE AG/ 29,759 795,000 0.06%
49 OPPENHEIMER & CO INC 27,394 732,000 0.06%
50 Koshinski Asset Management, Inc. 25,926 693,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.