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FIRST TRUST EXCH TRADED FUND 2 CONSUMR STAPLE ETF
FIRST TRUST EXCH TRADED FUND 2 CONSUMR STAPLE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 125 Institutional holders with a total value of $430,119,939.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,641,834 75,114,000 17.46%
2 WELLS FARGO & COMPANY/MN 1,616,721 73,964,000 17.20%
3 BANK OF AMERICA CORP /DE/ 542,211 24,807,000 5.77%
4 RAYMOND JAMES & ASSOCIATES 490,543 22,443,000 5.22%
5 UBS Group AG 470,615 21,531,000 5.01%
6 LPL Financial LLC 367,984 16,957,000 3.94%
7 AMERIPRISE FINANCIAL INC 261,018 15,140,000 3.52%
8 AVIANCE CAPITAL MANAGEMENT, LLC 298,441 13,654,000 3.17%
9 Raymond James Financial Services Advisors, Inc. 278,981 12,763,000 2.97%
10 Astor Investment Management LLC 175,903 8,048,000 1.87%
11 GOLDMAN SACHS GROUP INC 171,931 7,866,000 1.83%
12 BB&T SECURITIES, LLC 162,178 7,529,000 1.75%
13 STIFEL FINANCIAL CORP 161,618 7,397,000 1.72%
14 ENVESTNET ASSET MANAGEMENT INC 139,992 6,405,000 1.49%
15 CITIGROUP INC 136,291 6,235,000 1.45%
16 Janney Montgomery Scott LLC 113,332 5,185,000 1.21%
17 SignalPoint Asset Management, LLC 103,693 4,744,000 1.10%
18 SUNTRUST BANKS INC 99,630 4,558,000 1.06%
19 ROYAL BANK OF CANADA 98,654 4,514,000 1.05%
20 BAIRD FINANCIAL GROUP, INC. 96,356 4,408,000 1.02%
21 CREDIT SUISSE AG/ 95,291 4,360,000 1.01%
22 MSI Financial Services Inc 90,043 4,120,000 0.96%
23 HighTower Advisors, LLC 86,059 3,943,000 0.92%
24 First Horizon Advisors, Inc. 77,184 3,529,000 0.82%
25 SII INVESTMENTS INC/WI 76,624 3,509,000 0.82%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 71,721 3,243,000 0.75%
27 Virtu KCG Holdings LLC 67,666 3,096,000 0.72%
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 63,291 2,896,000 0.67%
29 ADVANTAGE INVESTMENT MANAGEMENT, LLC 62,828 2,874,000 0.67%
30 Commonwealth Equity Services, Inc 58,975 2,698,000 0.63%
31 Cambridge Investment Research Advisors, Inc. 58,746 2,688,000 0.62%
32 ADVISOR GROUP, INC. 58,614 2,681,000 0.62%
33 Tower Research Capital LLC (TRC) 53,930 2,467,000 0.57%
34 Private Advisor Group, LLC 44,281 2,028,000 0.47%
35 FOUNDERS FINANCIAL SECURITIES LLC 42,405 1,940,000 0.45%
36 LifePlan Financial Group, Inc 41,666 1,906,000 0.44%
37 JPMORGAN CHASE & CO 41,386 1,893,000 0.44%
38 WOLVERINE TRADING LP /BD 39,576 1,811,000 0.42%
39 Atria Investments, Inc 39,125 1,790,000 0.42%
40 SG Americas Securities, LLC 37,654 1,723,000 0.40%
41 BENJAMIN F. EDWARDS & COMPANY, INC. 37,320 1,707,000 0.40%
42 First Heartland Consultants, Inc. 37,278 1,705,000 0.40%
43 Regal Investment Advisors LLC 35,496 1,624,000 0.38%
44 Madden Advisory Services, Inc. 33,695 1,541,000 0.36%
45 ATWOOD & PALMER INC 31,040 1,420,000 0.33%
46 OPPENHEIMER & CO INC 29,311 1,341,000 0.31%
47 OLD NATIONAL BANCORP /IN/ 28,037 1,283,000 0.30%
48 CITADEL ADVISORS LLC 25,151 1,151,000 0.27%
49 Hilltop Holdings Inc. 23,369 1,069,000 0.25%
50 First Allied Advisory Services, Inc. 22,342 1,022,000 0.24%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.