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Institutional Investment Manager
UBS Group AG
UBS Group AG (CIK: 0001610520), registered under National Commercial Banks, located at Bahnhofstrasse 45, Zurich, V8. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Original 13F HR (0000950123-15-005912) filed in 2015.05.14
#
Name
Shares
Value ($)
%
Options
Notes
151 LEAPFROG ENTERPRISES INC 200 0 0.00% Call
152 HAWAIIAN TELCOM HOLDCO INC COM 5 0 0.00%
153 UNITED ONLINE INC 22 0 0.00%
154 OCEAN PWR TECHNOLOGIES INC 501 0 0.00%
155 MINCO GOLD CORP 1,378 0 0.00%
156 1347 CAP CORP 2,300 0 0.00%
157 GIBRALTAR INDS INC COM 15 0 0.00%
158 PRO-DEX INC COLO 110 0 0.00%
159 1347 CAP CORP 1,250 0 0.00%
160 HARMONY GOLD MINING CO LTD 125 0 0.00%
161 SUCAMPO PHARMACEUTICALS INCORPORATED CLASS A 16 0 0.00%
162 GIGA TRONICS INC 154 0 0.00%
163 BLACKROCK MUNIC INCM INVST T 31 0 0.00%
164 MISTRAS GROUP INC 17 0 0.00%
165 PREMIER EXIBITIONS INC 29 0 0.00%
166 Handy & Harman Ltd 2 0 0.00%
167 GIGPEAK INC 396 0 0.00%
168 TIMMINS GOLD CORP 560 0 0.00%
169 Voltari Corp 84 0 0.00%
170 Vantage Drilling Company 1,400 0 0.00%
171 THORATEC LABS CORP 5 0 0.00%
172 URANIUM RES INC 200 0 0.00%
173 VICOR CORP COM 32 0 0.00%
174 VIGGLE INC 100 0 0.00%
175 VESTIN RLTY MTG II INC 28 0 0.00%
176 TIGER MEDIA INC 45 0 0.00%
177 Wright Medical Group Inc 100 0 0.00%
178 Unwired Planet, Inc. 116 0 0.00%
179 Unwired Planet, Inc. 767 0 0.00%
180 WAFERGEN BIO-SYSTEMS INC 7 0 0.00%
181 TROVAGENE INC 100 0 0.00%
182 VALLEY NATL BANCORP 2,831 0 0.00%
183 WINTRUST FINL CORP 10 0 0.00%
184 VTTI ENERGY PARTNERS LP 17 0 0.00%
185 VALLEY NATL BANCORP 1,834 0 0.00%
186 VRINGO INC 500 0 0.00% Put
187 Voltari Corp 439 0 0.00%
188 VERICEL CORP 7 0 0.00%
189 XUNLEI LTD SPONSORED ADR 52 0 0.00%
190 TubeMogul, Inc. 25 0 0.00%
191 YANZHOU COAL MNG CO LTD 39 0 0.00%
192 VISIONCHINA MEDIA INC SPON ADR NEW 1 0 0.00%
193 ZAZA ENERGY CORP COM NEW 50 0 0.00%
194 VAALCO ENERGY INC 100 0 0.00% Call
195 WILSHIRE BANCORP INC 71 1 0.00%
196 VIGGLE INC 946 1 0.00%
197 WEBSTER FINL CORP CONN 50 1 0.00%
198 YINGLI GREEN ENERGY HLDG CO 400 1 0.00% Call
199 WALTER ENERGY INC COM 1,300 1 0.00% Put
200 UNI PIXEL INC COM NEW 156 1 0.00%
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