| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Newtyn Management, LLC | 5,395,351 | 23,200,000 | 31.13% | ||
| 2 | Novo Holdings A/S | 4,720,065 | 20,296,000 | 27.23% | PRN | |
| 3 | Clearbridge Investments, LLC | 1,970,117 | 8,472,000 | 11.37% | ||
| 4 | Arbiter Partners Capital Management LLC | 1,925,027 | 8,278,000 | 11.11% | ||
| 5 | 683 Capital Management, LLC | 777,125 | 3,342,000 | 4.48% | ||
| 6 | VANGUARD GROUP INC | 662,572 | 2,849,000 | 3.82% | ||
| 7 | PURA VIDA INVESTMENTS, LLC | 554,600 | 2,385,000 | 3.20% | ||
| 8 | Tetragon Partners GP Ltd | 218,100 | 938,000 | 1.26% | ||
| 9 | MILLENNIUM MANAGEMENT LLC | 217,983 | 937,000 | 1.26% | Call | |
| 10 | DEUTSCHE BANK AG\ | 175,000 | 752,000 | 1.01% | ||
| 11 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 166,500 | 709,000 | 0.95% | ||
| 12 | DELTEC ASSET MANAGEMENT LLC | 150,000 | 645,000 | 0.87% | ||
| 13 | PRICE T ROWE ASSOCIATES INC /MD/ | 132,507 | 570,000 | 0.76% | ||
| 14 | CSS LLC/IL | 54,980 | 236,000 | 0.32% | ||
| 15 | Yakira Capital Management, Inc. | 38,308 | 165,000 | 0.22% | SH | |
| 16 | LPL Financial LLC | 37,769 | 164,000 | 0.22% | ||
| 17 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 29,992 | 129,000 | 0.17% | ||
| 18 | MORGAN STANLEY | 28,500 | 123,000 | 0.17% | ||
| 19 | GABELLI & Co INVESTMENT ADVISERS, INC. | 23,569 | 101,000 | 0.14% | ||
| 20 | AQR CAPITAL MANAGEMENT LLC | 23,600 | 101,000 | 0.14% | ||
| 21 | WASHINGTON TRUST Co | 13,941 | 60,000 | 0.08% | ||
| 22 | Tower Research Capital LLC (TRC) | 5,792 | 25,000 | 0.03% | ||
| 23 | UBS Group AG | 3,392 | 14,000 | 0.02% | ||
| 24 | CITIGROUP INC | 2,547 | 11,000 | 0.01% | ||
| 25 | Creative Planning | 2,000 | 9,000 | 0.01% | ||
| 26 | BANK OF AMERICA CORP /DE/ | 2,000 | 9,000 | 0.01% | ||
| 27 | CapWealth Advisors, LLC | 500 | 2,000 | 0.00% | ||
| 28 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
