| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 93,386 | 1,326,000 | 28.90% | ||
| 2 | Advisors Asset Management, Inc. | 37,499 | 532,000 | 11.60% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 36,058 | 512,000 | 11.16% | ||
| 4 | UBS Group AG | 24,663 | 350,000 | 7.63% | ||
| 5 | WELLS FARGO & COMPANY/MN | 23,148 | 329,000 | 7.17% | ||
| 6 | Horizon Kinetics LLC | 20,650 | 293,000 | 6.39% | ||
| 7 | HighTower Advisors, LLC | 17,550 | 249,000 | 5.43% | ||
| 8 | Tradewinds Capital Management, LLC | 17,000 | 241,000 | 5.25% | ||
| 9 | OPPENHEIMER & CO INC | 14,500 | 206,000 | 4.49% | ||
| 10 | MORGAN STANLEY | 14,187 | 202,000 | 4.40% | ||
| 11 | PNC FINANCIAL SERVICES GROUP, INC. | 7,000 | 100,000 | 2.18% | ||
| 12 | MSI Financial Services Inc | 6,930 | 98,000 | 2.14% | ||
| 13 | BENJAMIN F. EDWARDS & COMPANY, INC. | 4,750 | 67,000 | 1.46% | ||
| 14 | ROYAL BANK OF CANADA | 3,014 | 43,000 | 0.94% | ||
| 15 | FIFTH THIRD BANCORP | 1,400 | 20,000 | 0.44% | ||
| 16 | REILLY FINANCIAL ADVISORS, LLC | 1,400 | 20,000 | 0.44% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
