| # | % | |||||
|---|---|---|---|---|---|---|
| 101 | China Ceramics Co. Ltd. | 485 | 0 | 0.00% | ||
| 102 | Capnia, Inc. | 60 | 0 | 0.00% | ||
| 103 | INTERCLOUD SYS INC | 200 | 0 | 0.00% | ||
| 104 | GLOBAL POWER EQUIPMENT GRP I | 75 | 0 | 0.00% | ||
| 105 | RIT TECHNOLOGIES LTD | 272 | 0 | 0.00% | ||
| 106 | Smartpros Ltd | 70 | 0 | 0.00% | ||
| 107 | GENERAL MTRS CO | 3,500 | 0 | 0.00% | ||
| 108 | AMREP CORP NEW | 12 | 0 | 0.00% | ||
| 109 | SPDR INDEX SHS FDS | 2 | 0 | 0.00% | ||
| 110 | ALTISOURCE ASSET MGMT CORP | 9 | 0 | 0.00% | ||
| 111 | CHECK CAP LTD | 155 | 0 | 0.00% | ||
| 112 | HIGHPOWER INTL INC COM | 200 | 0 | 0.00% | ||
| 113 | GREAT PANTHER SILVER LTD | 1,000 | 0 | 0.00% | ||
| 114 | XOMA CORP DEL | 500 | 0 | 0.00% | Put | |
| 115 | MEDICINOVA INC | 12 | 0 | 0.00% | ||
| 116 | INDEXIQ ETF TR | 84 | 1,000 | 0.00% | ||
| 117 | OXBRIDGE RE HLDGS LTD | 2,070 | 1,000 | 0.00% | ||
| 118 | FLEXION THERAPEUTICS INC | 68 | 1,000 | 0.00% | ||
| 119 | HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 | 1,000 | 1,000 | 0.00% | PRN | |
| 120 | PHARMATHENE INC COM | 400 | 1,000 | 0.00% | ||
| 121 | COEUR MNG INC | 5,751 | 1,000 | 0.00% | ||
| 122 | SERVICENOW INC | 1,000 | 1,000 | 0.00% | PRN | |
| 123 | AMBAC FINL GROUP INC | 102 | 1,000 | 0.00% | ||
| 124 | SANCHEZ ENERGY CORP COM | 100 | 1,000 | 0.00% | Call | |
| 125 | CATHAY GEN BANCORP | 100 | 1,000 | 0.00% | ||
| 126 | DAWSON GEOPHYSICAL CO NEW | 176 | 1,000 | 0.00% | ||
| 127 | TOWNSQUARE MEDIA INC CL A | 79 | 1,000 | 0.00% | ||
| 128 | JAVELIN MTG INVT CORP | 126 | 1,000 | 0.00% | ||
| 129 | CEL SCI CORP | 3,221 | 1,000 | 0.00% | ||
| 130 | DRYSHIPS INC | 3,100 | 1,000 | 0.00% | Put | |
| 131 | POWERSHARES ETF TR II | 28 | 1,000 | 0.00% | ||
| 132 | INDEXIQ ETF TR | 45 | 1,000 | 0.00% | ||
| 133 | Developers Diversified Realty Corp | 1,000 | 1,000 | 0.00% | PRN | |
| 134 | CIENA CORP SR NT CV 17 | 1,000 | 1,000 | 0.00% | PRN | |
| 135 | HURCO COMPANIES INC | 26 | 1,000 | 0.00% | ||
| 136 | SUMMIT FINANCIAL GROUP INC COM | 70 | 1,000 | 0.00% | ||
| 137 | Tianyin Pharmaceutical Co Inc | 3,766 | 1,000 | 0.00% | ||
| 138 | DYNASIL CORP AMER | 516 | 1,000 | 0.00% | ||
| 139 | PROSHARES TR | 24 | 1,000 | 0.00% | ||
| 140 | SYMMETRY SURGICAL INC | 69 | 1,000 | 0.00% | ||
| 141 | HMG COURTLAND PPTYS INC | 66 | 1,000 | 0.00% | ||
| 142 | FQF TR | 20 | 1,000 | 0.00% | ||
| 143 | NEONODE INC | 315 | 1,000 | 0.00% | ||
| 144 | SKY-MOBI LTD | 390 | 1,000 | 0.00% | ||
| 145 | Cambium Learning Group Inc | 172 | 1,000 | 0.00% | ||
| 146 | Harvest Capital Credit Corp | 102 | 1,000 | 0.00% | ||
| 147 | CEPHEID | 1,000 | 1,000 | 0.00% | PRN | |
| 148 | SINO GLOBAL SHIPPING AMER LT | 660 | 1,000 | 0.00% | ||
| 149 | PROSPECT CAPITAL CORPORATION | 100 | 1,000 | 0.00% | Put | |
| 150 | JOY GLOBAL INCORPORATED | 100 | 1,000 | 0.00% | Put |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-15-011853, filed 2015.11.13).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
