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Institutional Investment Manager
UBS Group AG
UBS Group AG (CIK: 0001610520), registered under National Commercial Banks, located at Bahnhofstrasse 45, Zurich, V8. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 7,683 holdings with a total value of $149,331,721,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 SUNEDISON INC 100 0 0.00% Put
2 MEDLEY MGMT INC 60 0 0.00%
3 NEONODE INC 47 0 0.00%
4 INTERCLOUD SYS INC 695 0 0.00%
5 SMART TECHNOLOGIES INC 425 0 0.00%
6 ULTRA CLEAN HLDGS INC 56 0 0.00%
7 KINGSWAY FINL SVCS INC 10 0 0.00%
8 LEJU HLDGS LTD SPONSORED ADS 1 0 0.00%
9 POWERSHARES ETF TRUST II 19 0 0.00%
10 DT ASIA INVTS LTD 10,899 0 0.00%
11 Cordia Bancorp Inc 27 0 0.00%
12 SUNSHINE HEART INC 456 0 0.00%
13 ELBIT IMAGING LTD 3 0 0.00%
14 WRIGHT MED GROUP N V 100 0 0.00%
15 ImmunoCellular Therapeutics Lt 1,350 0 0.00%
16 GORES HOLDINGS INC-CW20 100 0 0.00%
17 Oi Sa 478 0 0.00%
18 CHINA DIGITAL TV HLDG CO LTD SPONSORED ADR 80 0 0.00%
19 POAGE BANKSHARES INC 1 0 0.00%
20 FALCONSTOR SOFTWARE INC 223 0 0.00%
21 CSOP CHINA CSI 300 A-H DYAMIC 5 0 0.00%
22 Determine Inc 118 0 0.00%
23 INDEPENDENCE CONTRACT DRIL I COM 27 0 0.00%
24 DXI ENERGY INC 986 0 0.00%
25 GALECTIN THERAPEUTICS INC COM 90 0 0.00%
26 ACURA PHARMACEUTICALS INC 31 0 0.00%
27 PACE HLDGS CORP 100 0 0.00%
28 CHINA JO-JO DRUGSTORES INC 200 0 0.00%
29 FIRST TR EXCHANGE TRADED FD 12 0 0.00%
30 HORIZON GLOBAL CORPORATION 16 0 0.00%
31 YANZHOU COAL MNG CO LTD SPON ADR H SHS 39 0 0.00%
32 WisdomTree Japan Hedged Financials Fund 13 0 0.00%
33 TROVAGENE INC 100 0 0.00%
34 ABENGOA SA 347 0 0.00%
35 SUNTECH POWER HLDGS CO 11,000 0 0.00% PRN
36 PARAMOUNT GOLD NEV CORP 290 0 0.00%
37 GLOBAL X FDS 10 0 0.00%
38 LOMBARD MEDICAL INC 1 0 0.00%
39 ENTERTAINMENT GAMING ASIA IN 224 0 0.00%
40 FIELDPOINT PETROLEUM CORP WT EXP 032318 200 0 0.00%
41 FACTORSHARES TR 47 0 0.00%
42 LM FDG AMER INC 200 0 0.00%
43 HONGLI CLEAN ENERGY TECHNOLO 500 0 0.00%
44 AMPLIPHI BIOSCIENCES CORP 28 0 0.00%
45 GENERAL EMPLOYMENT ENTERPRIS 6 0 0.00%
46 BARINGTON HILCO ACQUISITION 1,400 0 0.00%
47 TENAX THERAPEUTICS INC COM 16 0 0.00%
48 LINN ENERGY LLC UNIT LTD LIAB 100 0 0.00% Call
49 EAGLE BULK SHIPPING INC 1 0 0.00%
50 Quantum Fuel Systems Tech Worl 380 0 0.00%
Page 1 of 154

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-16-016908, filed 2016.05.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.