| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Third Security, LLC | 1,158,788 | 4,566,000 | 61.59% | ||
| 2 | GOLDMAN SACHS GROUP INC | 324,282 | 1,278,000 | 17.24% | ||
| 3 | MSD Partners, L.P. | 150,115 | 591,000 | 7.97% | ||
| 4 | PERCEPTIVE ADVISORS LLC | 80,000 | 315,000 | 4.25% | ||
| 5 | VANGUARD GROUP INC | 69,431 | 275,000 | 3.71% | ||
| 6 | RA CAPITAL MANAGEMENT, L.P. | 53,600 | 211,000 | 2.85% | ||
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 17,690 | 69,000 | 0.93% | ||
| 8 | Janney Montgomery Scott LLC | 16,163 | 64,000 | 0.86% | ||
| 9 | Mount Lucas Management LP | 2,700 | 11,000 | 0.15% | ||
| 10 | DEUTSCHE BANK AG\ | 2,628 | 10,000 | 0.13% | ||
| 11 | MORGAN STANLEY | 2,241 | 9,000 | 0.12% | ||
| 12 | ROYAL BANK OF CANADA | 1,000 | 4,000 | 0.05% | ||
| 13 | Thomas J. Herzfeld Advisors, Inc. | 1,000 | 4,000 | 0.05% | ||
| 14 | BlackRock Fund Advisors | 656 | 3,000 | 0.04% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 811 | 3,000 | 0.04% | ||
| 16 | Walleye Trading LLC | 378 | 1,000 | 0.01% | ||
| 17 | Creative Planning | 103 | 0 | 0.00% | ||
| 18 | UBS Group AG | 28 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
