| 1 |
Newtyn Management, LLC |
6,300,000 |
7,749,000 |
37.24% |
|
|
| 2 |
Novo Holdings A/S |
4,622,032 |
5,778,000 |
27.77% |
|
PRN |
| 3 |
Clearbridge Investments, LLC |
1,963,482 |
2,454,000 |
11.79% |
|
|
| 4 |
683 Capital Management, LLC |
1,222,434 |
1,528,000 |
7.34% |
|
|
| 5 |
VANGUARD GROUP INC |
662,572 |
815,000 |
3.92% |
|
|
| 6 |
PURA VIDA INVESTMENTS, LLC |
586,936 |
734,000 |
3.53% |
|
|
| 7 |
Tetragon Partners GP Ltd |
417,549 |
522,000 |
2.51% |
|
|
| 8 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
166,500 |
205,000 |
0.99% |
|
|
| 9 |
Hudson Bay Capital Management LP |
160,617 |
198,000 |
0.95% |
|
|
| 10 |
DEUTSCHE BANK AG\ |
150,000 |
187,000 |
0.90% |
|
|
| 11 |
PRICE T ROWE ASSOCIATES INC /MD/ |
132,507 |
163,000 |
0.78% |
|
|
| 12 |
Raymond James Financial Services Advisors, Inc. |
117,973 |
147,000 |
0.71% |
|
|
| 13 |
HIGHLAND CAPITAL MANAGEMENT LP |
69,326 |
85,000 |
0.41% |
|
|
| 14 |
CSS LLC/IL |
54,980 |
69,000 |
0.33% |
|
|
| 15 |
Yakira Capital Management, Inc. |
38,308 |
48,000 |
0.23% |
|
SH |
| 16 |
MORGAN STANLEY |
28,500 |
36,000 |
0.17% |
|
|
| 17 |
PRELUDE CAPITAL MANAGEMENT, LLC |
28,001 |
35,000 |
0.17% |
|
|
| 18 |
CITADEL ADVISORS LLC |
21,586 |
27,000 |
0.13% |
|
|
| 19 |
WASHINGTON TRUST Co |
13,941 |
17,000 |
0.08% |
|
|
| 20 |
Tower Research Capital LLC (TRC) |
5,772 |
7,000 |
0.03% |
|
|
| 21 |
Creative Planning |
2,000 |
3,000 |
0.01% |
|
|
| 22 |
DELTA ASSET MANAGEMENT LLC/TN |
1,500 |
2,000 |
0.01% |
|
|
| 23 |
CapWealth Advisors, LLC |
500 |
1,000 |
0.00% |
|
|
| 24 |
UBS Group AG |
100 |
0 |
0.00% |
|
|
| 25 |
WELLS FARGO & COMPANY/MN |
1 |
0 |
0.00% |
|
|
