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Institutional Investment Manager
UBS Group AG
UBS Group AG (CIK: 0001610520), registered under National Commercial Banks, located at Bahnhofstrasse 45, Zurich, V8. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 7,801 holdings with a total value of $159,204,042,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 MESOBLAST LTD 64 0 0.00%
2 ARADIGM CORP 2 0 0.00%
3 Support.Com Inc 500 0 0.00%
4 MAGICJACK VOCALTEC LTD 2 0 0.00%
5 BANRO CORP 800 0 0.00%
6 IMMUNE PHARMACEUTICALS INC 1 0 0.00%
7 CHINA SOUTHN AIRLS LT 8 0 0.00%
8 GLOBEIMMUNE INC 215 0 0.00%
9 OPTICAL CABLE CORP COM NEW 100 0 0.00%
10 BARCLAYS BK PLC 3 0 0.00%
11 REPROS THERAPEUTICS INC 84 0 0.00%
12 DEUTSCHE BK AG LDN BRH 93 0 0.00%
13 ATOSSA GENETICS INC COM 100 0 0.00%
14 TRANSATLANTIC PETROLEUM LTD 589 0 0.00%
15 JENSYN ACQUISITION CORP 500 0 0.00%
16 CLEVELAND BIOLABS INC 100 0 0.00%
17 GAIAM INC 30 0 0.00%
18 AMPLIPHI BIOSCIENCES CORP 28 0 0.00%
19 BROADWIND ENERGY INC COM NEW 50 0 0.00%
20 TROVAGENE INC 240 0 0.00%
21 LIVE VENTURES INC 70 0 0.00%
22 A10 NETWORKS INC 39 0 0.00%
23 Ultrapetrol (Bahamas) Ltd 10 0 0.00%
24 RIGNET INC 18 0 0.00%
25 ABEONA THERAPEUTICS INC 1 0 0.00%
26 ENTREE GOLD INC 1,000 0 0.00%
27 ANDINA ACQUISITION CORP II 700 0 0.00%
28 TENGASCO INC 321 0 0.00%
29 GLORI ENERGY INC 450 0 0.00%
30 XERIUM TECHNOLOGIES INC 52 0 0.00%
31 ENTERTAINMENT GAMING ASIA IN 9 0 0.00%
32 ONCOBIOLOGICS INC - WARRANT A 750 0 0.00%
33 ADVISORSHARES TR 6 0 0.00%
34 HORIZON GLOBAL CORPORATION 16 0 0.00%
35 PARK ELECTROCHEMICAL CORP 22 0 0.00%
36 BANK MUTUAL CORP NEW 51 0 0.00%
37 OCULUS INNOVATIVE SCIENCES I 88 0 0.00%
38 Catabasis Pharmaceuticals Inc 21 0 0.00%
39 UNIVERSAL TECHNICAL INST INC 65 0 0.00%
40 URANIUM RES INC 26 0 0.00%
41 SIFY TECHNOLOGIES LTD 125 0 0.00%
42 STEMCELLS INC COM 467 0 0.00%
43 BANCO BRADESCO S A 26 0 0.00%
44 MICRONET ENERTEC TECH INC COM 87 0 0.00%
45 ABILITY INC 54 0 0.00%
46 TERRAPIN 3 ACQUISITION CORP 10 0 0.00%
47 NUVEEN MULTI MKT INCOME FD 18 0 0.00%
48 DELTA TECHNOLOGY HLDGS LTD 2,700 0 0.00%
49 VISTA GOLD CORP 242 0 0.00%
50 BIODEL INC 353 0 0.00%
Page 1 of 157

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-16-019736, filed 2016.08.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.