| 1 |
SIT INVESTMENT ASSOCIATES INC |
2,493,672 |
18,653,000 |
68.63% |
|
|
| 2 |
1607 Capital Partners, LLC |
794,472 |
5,943,000 |
21.87% |
|
|
| 3 |
Thomas J. Herzfeld Advisors, Inc. |
83,395 |
624,000 |
2.30% |
|
|
| 4 |
Sterneck Capital Management, LLC |
64,201 |
480,000 |
1.77% |
|
|
| 5 |
ProVise Management Group, LLC |
48,115 |
360,000 |
1.32% |
|
|
| 6 |
RELATIVE VALUE PARTNERS GROUP, LLC |
44,218 |
329,000 |
1.21% |
|
|
| 7 |
Saba Capital Management, L.P. |
17,285 |
129,000 |
0.47% |
|
|
| 8 |
AMERIPRISE FINANCIAL INC |
16,750 |
125,000 |
0.46% |
|
|
| 9 |
WELLS FARGO & COMPANY/MN |
14,893 |
111,000 |
0.41% |
|
|
| 10 |
Raymond James Financial Services Advisors, Inc. |
12,525 |
94,000 |
0.35% |
|
|
| 11 |
NWAM LLC |
12,368 |
93,000 |
0.34% |
|
|
| 12 |
MORGAN STANLEY |
11,698 |
88,000 |
0.32% |
|
|
| 13 |
BANK OF AMERICA CORP /DE/ |
10,674 |
80,000 |
0.29% |
|
|
| 14 |
INTEGRATED WEALTH MANAGEMENT |
5,000 |
37,000 |
0.14% |
|
|
| 15 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,715 |
13,000 |
0.05% |
|
|
| 16 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,321 |
10,000 |
0.04% |
|
|
| 17 |
KRILOGY FINANCIAL LLC |
1,000 |
7,000 |
0.03% |
|
PRN |
| 18 |
ROYAL BANK OF CANADA |
600 |
4,000 |
0.01% |
|
|
| 19 |
UBS Group AG |
18 |
0 |
0.00% |
|
|
| 20 |
MSI Financial Services Inc |
21 |
0 |
0.00% |
|
|
