| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Third Security, LLC | 1,158,788 | 1,796,000 | 49.42% | ||
| 2 | SABBY MANAGEMENT, LLC | 613,782 | 951,000 | 26.17% | ||
| 3 | Hudson Bay Capital Management LP | 238,492 | 370,000 | 10.18% | ||
| 4 | MSD Partners, L.P. | 150,115 | 233,000 | 6.41% | ||
| 5 | VANGUARD GROUP INC | 69,431 | 107,000 | 2.94% | ||
| 6 | Janney Montgomery Scott LLC | 16,163 | 64,000 | 1.76% | ||
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 17,690 | 27,000 | 0.74% | ||
| 8 | RENAISSANCE TECHNOLOGIES LLC | 16,100 | 25,000 | 0.69% | ||
| 9 | Virtu KCG Holdings LLC | 15,123 | 23,000 | 0.63% | ||
| 10 | CITADEL ADVISORS LLC | 10,478 | 16,000 | 0.44% | ||
| 11 | Mount Lucas Management LP | 7,300 | 11,000 | 0.30% | ||
| 12 | MORGAN STANLEY | 2,241 | 3,000 | 0.08% | ||
| 13 | ROYAL BANK OF CANADA | 2,000 | 3,000 | 0.08% | ||
| 14 | Thomas J. Herzfeld Advisors, Inc. | 1,000 | 2,000 | 0.06% | ||
| 15 | WOLVERINE TRADING LP /BD | 768 | 1,244 | 0.03% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 811 | 1,000 | 0.03% | ||
| 17 | BlackRock Fund Advisors | 720 | 1,000 | 0.03% | ||
| 18 | UBS Group AG | 28 | 0 | 0.00% | ||
| 19 | DEUTSCHE BANK AG\ | 1 | 0 | 0.00% | ||
| 20 | TCI Wealth Advisors, Inc. | 100 | 0 | 0.00% | ||
| 21 | BANK OF AMERICA CORP /DE/ | 73 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
