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Institutional Investment Manager
Stratos Wealth Partners, LTD.
Stratos Wealth Partners, LTD. (CIK: 0001612865) incorporated in Ohio, located at 3750 Park East Drive, Beachwood, OH. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001085146-14-001342) filed in 2014.07.16
#
Name
Shares
Value ($)
%
Options
Notes
1 ZYNGA INC 16,462 104 0.03%
2 ZIMMER BIOMET HLDGS INC 1,783 507 0.15%
3 XCEL ENERGY INC 3,147 202 0.06%
4 WindStream Corp (win) 103,972 3,063 0.88%
5 Walter Energy, Inc. 22,128 121 0.03%
6 WESTERN ASSET FUNDS INC COM 19,334 253 0.07%
7 WENDYS CO 31,142 266 0.08%
8 WELLTOWER INC. 39,220 6,759 1.94%
9 WASTE MGMT INC DEL 7,154 927 0.27%
10 Vanguard Natural Res LLC 7,751 250 0.07%
11 VOYA GLBL ADV & PREM OPP FD 16,283 201 0.06%
12 VODAFONE GROUP PLC NEW 48,689 5,472 1.57%
13 VISA INC 2,869 1,536 0.44%
14 VIACOM INC NEW 13,237 3,408 0.98%
15 VERIZON COMMUNICATIONS INC 79,723 12,868 3.69%
16 VALERO ENERGY CORP NEW 5,775 572 0.16%
17 UNUM GROUP 2,310 207 0.06%
18 UNITEDHEALTH GROUP INC 8,019 1,876 0.54%
19 TWITTER INC 4,242 501 0.14%
20 TRANSOCEAN LTD 3,813 652 0.19%
21 TORTOISE MLP FD INCORPORATED 8,184 274 0.08%
22 TIM HORTONS INC 6,706 724 0.21%
23 TICC CAPITAL CORP 66,610 659 0.19%
24 TESLA INC 1,267 470 0.13%
25 TE CONNECTIVITY LTD 1,881 212 0.06%
26 SUNEDISON INC 23,400 529 0.15%
27 SPRINT CORP 36,368 616 0.18%
28 SPIRIT RLTY CAP INC NEW 52,616 598 0.17%
29 SPDR SERIES TRUST 31,452 1,764 0.51%
30 SPDR SER TR 126,990 6,399 1.83%
31 SPDR SER TR 6,183 474 0.14%
32 SPDR GOLD TR 23,850 10,712 3.07%
33 SIRIUS XM HOLDINGS INC 31,999 186 0.05%
34 SHIRE PLC 1,349 894 0.26%
35 SEAGATE TECHNOLOGY PLC 2,329 252 0.07%
36 SEADRILL LIMITED 37,352 2,984 0.86%
37 SCANA 16,861 2,688 0.77%
38 SANOFI 4,469 572 0.16%
39 ROYAL CARIBBEAN GROUP 1,674 270 0.08%
40 RETAIL PPTYS AMER INC CL A 18,622 286 0.08%
41 REGIONS FINANCIAL CORP NEW 8,299 252 0.07%
42 Pacific Booker Minerals Inc 12,000 59 0.02%
43 PUBLIC STORAGE 777 339 0.10%
44 PROSPECT CAPITAL CORPORATION 26,939 286 0.08%
45 PRINCIPAL FIN GROUP 2,097 384 0.11%
46 PRAXAIR INC 3,121 1,038 0.30%
47 PPL CORP 22,367 1,569 0.45%
48 POWERSHS DB MULTI SECT COMM 12,049 656 0.19%
49 POWERSHARES ETF TRUST II 620,690 16,361 4.69%
50 POWERSHARES ETF TRUST II 50,530 971 0.28%
Page 1 of 4
Restatement filing (0001612865-14-000012) filed in 2014.07.17
#
Name
Shares
Value ($)
%
Options
Notes
251 WESTERN ASSET FUNDS INC COM 19,334 253 0.08%
252 ALLSTATE CORP 4,275 252 0.08%
253 OCH ZIFF CAP MGMT GROUP 18,269 252 0.08%
254 Alcoa 16,958 251 0.08%
255 Vanguard Natural Res LLC 7,751 249 0.08%
256 FACTSET RESH SYS INC 2,083 248 0.08%
257 L BRANDS INC 4,201 246 0.08%
258 TORTOISE MLP FD INCORPORATED 8,184 243 0.08%
259 AMER RLTY CAP HEALTHCAR TR INC 22,159 242 0.08%
260 BAKER HUGHES INC 3,184 237 0.08%
261 ALLIANT TECHSYSTEM 1,761 236 0.08%
262 B & G FOODS INC NEW 7,167 235 0.08%
263 TESLA INC 977 235 0.08%
264 Allergan plc 1,382 234 0.08%
265 JOHNSON CTLS INTL PLC 4,631 232 0.08%
266 BRITISH AMERN TOB PLC 1,854 224 0.07%
267 WHITING USA TR II 17,600 224 0.07%
268 ROCKWELL AUTOMATION INC 1,779 223 0.07%
269 VANGUARD INTL EQUITY INDEX F 5,164 222 0.07%
270 AMERICAN CAP LTD 14,150 217 0.07%
271 PANERA BREAD CO 1,447 217 0.07%
272 AIR PRODS & CHEMS INC 1,683 216 0.07%
273 WEC ENERGY CORP. 4,466 216 0.07%
274 Anthem, Inc. 1,978 214 0.07%
275 GOLUB CAP BDC INC 12,300 214 0.07%
276 ENTERPRISE PRODS PARTNERS L 2,736 214 0.07%
277 ADOBE INC 2,884 213 0.07%
278 EDISON INTL 3,689 213 0.07%
279 POWERSHARES ETF TRUST II 11,459 213 0.07%
280 TRIANGLE CAPITAL CORPORATION 7,530 213 0.07%
281 ISHARES TR 2,451 212 0.07%
282 MICRON TECHNOLOGY INC 6,387 211 0.07%
283 BLACKROCK CAP INVT CORP 23,125 211 0.07%
284 MYRIAD GENETICS INC 5,357 210 0.07%
285 HERSHEY CO 2,137 209 0.07%
286 MAGELLAN MIDSTREAM PRTNRS LP 2,479 208 0.07%
287 WD-40 CO 2,736 206 0.07%
288 POWERSHARES DB CMDTY IDX TRA 7,685 205 0.07%
289 BANK NEW YORK MELLON CORP 5,392 203 0.07%
290 ARCHER DANIELS MIDLAND CO 4,624 203 0.07%
291 NATIONAL OILWELL VARCO INC 2,476 203 0.07%
292 FRONTIER COMMUNICATIONS CORP 34,573 203 0.07%
293 VOYA GLBL ADV & PREM OPP FD 16,283 198 0.07%
294 THL CR INC 13,550 192 0.06%
295 EATON VANCE MUN INCOME 2028 11,020 186 0.06%
296 GALECTIN THERAPEUTICS INC COM 12,900 180 0.06%
297 New Residential Investment Cor 25,000 155 0.05%
298 MCG CAPITAL CORP 36,000 141 0.05%
299 Walter Energy, Inc. 22,100 121 0.04%
300 SIRIUS XM HOLDINGS INC 31,799 109 0.04%
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