Dark
Light
System
Security
VOYA GLBL ADV & PREM OPP FD
VOYA GLBL ADV & PREM OPP FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 28 Institutional holders with a total value of $31,091,638.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 840,921 10,368,000 33.35%
2 Invesco Ltd. 488,573 6,024,000 19.37%
3 MORGAN STANLEY 256,840 3,168,000 10.19%
4 Shaker Financial Services, LLC 207,643 2,560,000 8.23%
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 204,370 2,520,000 8.11%
6 Karpus Management, Inc. 82,419 1,016,000 3.27%
7 CORNERSTONE ADVISORS INC 74,789 922,000 2.97%
8 UBS AG 63,277 781,000 2.51%
9 WOLVERINE ASSET MANAGEMENT LLC 60,194 742,000 2.39%
10 ROBINSON CAPITAL MANAGEMENT, LLC 40,298 486,000 1.56%
11 WELLS FARGO & COMPANY/MN 33,533 413,000 1.33%
12 RAYMOND JAMES & ASSOCIATES 32,254 398,000 1.28%
13 LPL Financial LLC 24,566 303,000 0.97%
14 AMERICAN INTERNATIONAL GROUP, INC. 19,270 237,599 0.76%
15 Thomas J. Herzfeld Advisors, Inc. 17,210 212,000 0.68%
16 Stratos Wealth Partners, LTD. 16,283 198,000 0.64%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,414 141,000 0.45%
18 Creative Planning 10,200 126,000 0.41%
19 BANK OF AMERICA CORP /DE/ 9,088 112,000 0.36%
20 CITIGROUP INC 8,692 107,000 0.34%
21 ROYAL BANK OF CANADA 6,226 76,000 0.24%
22 B. Riley Wealth Advisors, Inc. 5,843 72,039 0.23%
23 PRIVATE TRUST CO NA 3,500 43,000 0.14%
24 AMERIPRISE FINANCIAL INC 2,487 31,000 0.10%
25 WFG Advisors, LP 1,719 21,000 0.07%
26 PNC FINANCIAL SERVICES GROUP, INC. 600 8,000 0.03%
27 FARMERS & MERCHANTS INVESTMENTS INC 400 5,000 0.02%
28 MSI Financial Services Inc 100 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.