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Institutional Investment Manager
Stratos Wealth Partners, LTD.
Stratos Wealth Partners, LTD. (CIK: 0001612865) incorporated in Ohio, located at 3750 Park East Drive, Beachwood, OH. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001085146-14-001342) filed in 2014.07.16
#
Name
Shares
Value ($)
%
Options
Notes
1 POWERSHARES ETF TRUST II 620,690 16,361 4.69%
2 POWERSHARES ETF TRUST 443,450 17,298 4.96%
3 AT&T INC 184,143 23,812 6.83%
4 SPDR SER TR 126,990 6,399 1.83%
5 POWERSHARES DB MULTI-SECTOR COMMODITY TR BASE METALS 114,950 3,330 0.95%
6 WindStream Corp (win) 103,972 3,063 0.88%
7 BARCLAYS BK PLC 93,605 13,976 4.01%
8 CISCO SYS INC 92,369 10,640 3.05%
9 EXXON MOBIL CORP 91,044 32,604 9.35%
10 ALTRIA GROUP INC 80,647 8,553 2.45%
11 VERIZON COMMUNICATIONS INC 79,723 12,868 3.69%
12 POWERSHS DB MULTI SECT COMM 73,459 4,788 1.37%
13 TICC CAPITAL CORP 66,610 659 0.19%
14 MANNKIND CORP. 66,365 727 0.21%
15 POWERSHARES ACTIVE MNG ETF T 63,656 1,806 0.52%
16 ISHARES SILVER TR 57,332 1,161 0.33%
17 JPMORGAN CHASE & CO 53,603 11,252 3.23%
18 SPIRIT RLTY CAP INC NEW 52,616 598 0.17%
19 POWERSHARES ETF TRUST II 50,530 971 0.28%
20 VODAFONE GROUP PLC NEW 48,689 5,472 1.57%
21 Navidea Biopharm Inc 45,535 67 0.02%
22 Welltower Inc. 39,220 6,759 1.94%
23 CONOCOPHILLIPS 38,797 8,034 2.30%
24 MERCK & CO INC 38,323 6,688 1.92%
25 SEADRILL LIMITED 37,352 2,984 0.86%
26 SPRINT CORP 36,368 616 0.18%
27 POWERSHARES ETF TR II 36,218 894 0.26%
28 MCG CAPITAL CORP 36,000 141 0.04%
29 FRONTIER COMMUNICATIONS CORP 35,431 412 0.12%
30 DirectTV Com 34,106 11,464 3.29%
31 SIRIUS XM HOLDINGS INC 31,999 186 0.05%
32 Chimera Investment Corp REIT 31,648 101 0.03%
33 SPDR SERIES TRUST 31,452 1,764 0.51%
34 WENDYS CO 31,142 266 0.08%
35 AMERICAN RLTY CAP PPTYS INC 29,587 740 0.21%
36 CYS INVTS INC COM 28,793 260 0.07%
37 DUKE ENERGY CORP NEW 28,676 7,004 2.01%
38 ORACLE CORP 28,538 4,188 1.20%
39 PROSPECT CAPITAL CORPORATION 26,939 286 0.08%
40 FACEBOOK INC 26,290 6,636 1.90%
41 HEALTHCARE TRUST AMERICA INC CL A NEW 26,107 612 0.18%
42 GREAT PANTHER SILVER LTD 25,400 32 0.01%
43 BLACKROCK MUNIHLDNGS CALI QL 25,189 359 0.10%
44 New Residential Investment Cor 25,000 158 0.05%
45 EARTHLINK HOLDINGS ORD 24,555 182 0.05%
46 SPDR GOLD TR 23,850 10,712 3.07%
47 MAIN STREET CAPITAL CORP 23,623 778 0.22%
48 SunEdison Inc 23,400 529 0.15%
49 PPL CORP 22,367 1,569 0.45%
50 AMER RLTY CAP HEALTHCAR TR INC 22,159 241 0.07%
Page 1 of 4
Restatement filing (0001612865-14-000012) filed in 2014.07.17
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 98,626 9,188 3.06%
2 EXXON MOBIL CORP 90,923 9,158 3.05%
3 FS KKR CAPITAL CORP COM 665,066 7,085 2.36%
4 AT&T INC 183,834 6,503 2.17%
5 JOHNSON & JOHNSON 46,674 4,873 1.63%
6 MICROSOFT CORP 115,170 4,810 1.60%
7 WELLS FARGO & CO NEW 79,738 4,194 1.40%
8 VERIZON COMMUNICATIONS INC 79,601 3,895 1.30%
9 VANGUARD INDEX FDS 38,644 3,822 1.27%
10 ISHARES TR 25,273 3,616 1.21%
11 POWERSHARES ETF TRUST 92,166 3,595 1.20%
12 VANGUARD INDEX FDS 27,727 3,532 1.18%
13 POWERSHARES ETF TRUST II 133,081 3,509 1.17%
14 PHILIP MORRIS INTL INC 40,377 3,406 1.14%
15 ALTRIA GROUP INC 80,638 3,376 1.13%
16 CONOCOPHILLIPS 38,789 3,334 1.11%
17 SPDR GOLD TR 24,519 3,139 1.05%
18 MCDONALDS CORP 31,198 3,137 1.05%
19 MARRIOTT INTL INC NEW 48,895 3,135 1.05%
20 GENERAL ELECTRIC CO 116,969 3,080 1.03%
21 QUALCOMM INC 38,663 3,073 1.02%
22 JPMORGAN CHASE & CO 52,675 3,039 1.01%
23 PROCTER AND GAMBLE CO 36,641 2,884 0.96%
24 DirectTV Com 33,808 2,871 0.96%
25 DISNEY WALT CO 32,346 2,779 0.93%
26 INTERNATIONAL BUSINESS MACHS 15,194 2,752 0.92%
27 CHEVRON CORP NEW 20,911 2,735 0.91%
28 PEPSICO INC 30,442 2,727 0.91%
29 ROYAL DUTCH SHELL PLC 31,576 2,597 0.87%
30 ISHARES TR 21,469 2,476 0.83%
31 Welltower Inc. 39,220 2,460 0.82%
32 CVS HEALTH CORP 31,941 2,413 0.80%
33 BRISTOL MYERS SQUIBB CO 48,837 2,372 0.79%
34 PEOPLES UNITED FINANCIAL INC 155,601 2,360 0.79%
35 INTEL CORP 74,684 2,309 0.77%
36 CISCO SYS INC 91,456 2,265 0.76%
37 MERCK & CO INC 37,858 2,192 0.73%
38 DUKE ENERGY CORP NEW 28,676 2,126 0.71%
39 FORD MTR CO DEL 123,465 2,124 0.71%
40 POWERSHARES ACTIVE MNG ETF T 74,704 2,119 0.71%
41 BARCLAYS BK PLC 14,114 2,107 0.70%
42 SOUTHERN CO 45,330 2,053 0.68%
43 SCHLUMBERGER LTD 17,135 2,025 0.68%
44 KELLOGG CO 30,024 1,971 0.66%
45 PFIZER INC 66,105 1,964 0.66%
46 COCA COLA CO 42,582 1,794 0.60%
47 BERKSHIRE HATHAWAY INC DEL 14,138 1,792 0.60%
48 FACEBOOK INC 26,032 1,756 0.59%
49 COMMERCIAL METALS CO COM 96,783 1,676 0.56%
50 POWERSHS DB MULTI SECT COMM 53,732 1,650 0.55%
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