| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 2,610,100 | 44,319,000 | 28.14% | ||
| 2 | Charles Schwab Investment Advisory, Inc. | 1,745,124 | 29,632,000 | 18.81% | ||
| 3 | ENVESTNET ASSET MANAGEMENT INC | 804,494 | 13,660,000 | 8.67% | ||
| 4 | GUARDIAN LIFE INSURANCE CO OF AMERICA | 769,886 | 13,073,000 | 8.30% | ||
| 5 | UBS AG | 650,622 | 11,047,000 | 7.01% | ||
| 6 | HSBC HOLDINGS PLC | 416,820 | 7,078,000 | 4.49% | ||
| 7 | QS Investors, LLC | 407,127 | 6,913,000 | 4.39% | ||
| 8 | LPL Financial LLC | 232,839 | 3,954,000 | 2.51% | ||
| 9 | MORGAN STANLEY | 226,365 | 3,843,000 | 2.44% | ||
| 10 | CURIAN CAPITAL LLC | 193,185 | 3,280,000 | 2.08% | ||
| 11 | Evanston Investments, Inc., dba Evanston Advisors | 178,068 | 3,024,000 | 1.92% | ||
| 12 | STEPHENS INC /AR/ | 177,744 | 3,018,000 | 1.92% | ||
| 13 | Quintium Advisors, LLC | 120,880 | 2,053,000 | 1.30% | ||
| 14 | WELLS FARGO & COMPANY/MN | 102,485 | 1,740,000 | 1.10% | ||
| 15 | HARVARD MANAGEMENT CO INC | 101,651 | 1,726,000 | 1.10% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 88,993 | 1,511,000 | 0.96% | ||
| 17 | Stratos Wealth Partners, LTD. | 78,050 | 1,325,000 | 0.84% | ||
| 18 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 75,600 | 1,284,000 | 0.82% | Call | |
| 19 | AFAM CAPITAL, INC. | 52,432 | 890,000 | 0.57% | ||
| 20 | AXA S.A. | 30,380 | 516,000 | 0.33% | ||
| 21 | SII INVESTMENTS INC/WI | 27,110 | 461,000 | 0.29% | ||
| 22 | ROYAL BANK OF CANADA | 18,343 | 312,000 | 0.20% | ||
| 23 | Hudock, Inc. | 16,435 | 279,000 | 0.18% | ||
| 24 | CREDIT SUISSE AG/ | 16,181 | 275,000 | 0.17% | ||
| 25 | JANE STREET GROUP, LLC | 15,900 | 270,000 | 0.17% | Put | |
| 26 | Private Advisor Group, LLC | 14,418 | 245,000 | 0.16% | ||
| 27 | Virtu KCG Holdings LLC | 13,756 | 234,000 | 0.15% | ||
| 28 | SUMIT CAPITAL, LLC | 11,940 | 203,000 | 0.13% | ||
| 29 | ASSETMARK, INC | 11,214 | 190,000 | 0.12% | ||
| 30 | Brookstone Capital Management | 10,676 | 181,000 | 0.11% | ||
| 31 | Manchester Capital Management LLC | 9,625 | 163,000 | 0.10% | ||
| 32 | CITIGROUP INC | 7,035 | 119,000 | 0.08% | ||
| 33 | PNC FINANCIAL SERVICES GROUP, INC. | 6,931 | 118,000 | 0.07% | ||
| 34 | U S GLOBAL INVESTORS INC | 6,800 | 114,000 | 0.07% | ||
| 35 | OPTIMUM INVESTMENT ADVISORS | 5,803 | 99,000 | 0.06% | ||
| 36 | BOSTON PRIVATE BANK & TRUST CO | 5,800 | 98,000 | 0.06% | ||
| 37 | MSI Financial Services Inc | 4,250 | 72,000 | 0.05% | ||
| 38 | BARCLAYS PLC | 2,000 | 32,000 | 0.02% | Call | |
| 39 | People's United Financial, Inc. | 1,875 | 32,000 | 0.02% | ||
| 40 | BROWN BROTHERS HARRIMAN & CO | 1,513 | 26,000 | 0.02% | ||
| 41 | Madden Advisory Services, Inc. | 1,045 | 18,000 | 0.01% | ||
| 42 | Pinnacle Summer Investments, Inc. | 1,033 | 18,000 | 0.01% | ||
| 43 | DEUTSCHE BANK AG\ | 850 | 14,000 | 0.01% | ||
| 44 | AMERICAN INTERNATIONAL GROUP, INC. | 526 | 8,931 | 0.01% | ||
| 45 | Lehman Financial Resources, Inc. | 500 | 8,000 | 0.01% | ||
| 46 | Creative Planning | 367 | 6,000 | 0.00% | ||
| 47 | CANADA LIFE ASSURANCE Co | 300 | 5,000 | 0.00% | ||
| 48 | MUFG Americas Holdings Corp | 221 | 4,000 | 0.00% | ||
| 49 | BANK OF AMERICA CORP /DE/ | 200 | 3,000 | 0.00% | ||
| 50 | CITADEL ADVISORS LLC | 146 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
