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FS KKR CAPITAL CORP COM
FS KKR CAPITAL CORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 106 Institutional holders with a total value of $572,828,543.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Commonwealth Equity Services, Inc 25,154,525 267,896,000 46.77%
2 LPL Financial LLC 3,262,130 34,742,000 6.06%
3 Clearbridge Investments, LLC 2,366,940 25,208,000 4.40%
4 VSR Financial Services, Inc. 2,257,980 24,047,000 4.20%
5 Cetera Advisors LLC 1,560,367 16,622,000 2.90%
6 1832 Asset Management L.P. 1,418,300 15,115,000 2.64%
7 TWO SIGMA INVESTMENTS, LP 1,185,647 12,627,000 2.20%
8 Private Advisor Group, LLC 1,091,559 11,625,000 2.03%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 949,721 10,107,000 1.76%
10 AMERICAN INTERNATIONAL GROUP, INC. 892,775 9,508,053 1.66%
11 JANE STREET GROUP, LLC 873,990 9,308,000 1.62%
12 Arete Wealth Advisors, LLC 873,092 9,299,000 1.62%
13 Stratos Wealth Partners, LTD. 665,066 7,085,000 1.24%
14 Cetera Advisor Networks LLC 650,479 6,930,000 1.21%
15 PUTNAM INVESTMENTS LLC 566,899 6,038,000 1.05%
16 Wilmington Trust, National Association 566,694 6,036,000 1.05%
17 First Allied Advisory Services, Inc. 528,644 5,633,000 0.98%
18 WFG Advisors, LP 494,604 5,268,000 0.92%
19 MILLENNIUM MANAGEMENT LLC 464,581 4,948,000 0.86%
20 MORGAN STANLEY 425,169 4,529,000 0.79%
21 SII INVESTMENTS INC/WI 411,160 4,389,000 0.77%
22 ADVISORY RESEARCH INC 385,970 4,111,000 0.72%
23 Sumitomo Mitsui DS Asset Management Company, Ltd 385,970 4,110,000 0.72%
24 Investors Capital Advisory Services 375,636 4,000,000 0.70%
25 Numeric Investors LLC 342,630 3,649,000 0.64%
26 Rehmann Capital Advisory Group 322,287 3,432,000 0.60%
27 VAN ECK ASSOCIATES CORP 286,097 3,047,000 0.53%
28 Yorktown Management & Research Co Inc 285,772 3,043,000 0.53%
29 Concert Wealth Management Inc. 279,681 2,946,000 0.51% PRN
30 MSI Financial Services Inc 276,198 2,942,000 0.51%
31 WILMINGTON TRUST CO 260,150 2,771,000 0.48%
32 NATIONAL PLANNING CORP 227,058 2,418,000 0.42%
33 NATIXIS ADVISORS, LLC 215,621 2,296,000 0.40%
34 GOLDMAN SACHS GROUP INC 202,143 2,153,000 0.38%
35 Neuberger Berman Group LLC 198,050 2,109,000 0.37%
36 CREDIT SUISSE AG/ 191,293 2,037,000 0.36%
37 LMR Partners LLP 168,517 1,795,000 0.31%
38 TWO SIGMA ADVISERS, LP 163,600 1,742,000 0.30%
39 NEW VERNON INVESTMENT MANAGEMENT LLC 157,000 1,672,000 0.29%
40 INVESTMENT CENTERS OF AMERICA INC 141,111 1,505,000 0.26%
41 AMERIPRISE FINANCIAL INC 134,083 1,428,000 0.25%
42 Nationwide Fund Advisors 124,600 1,327,000 0.23%
43 UNITED CAPITAL FINANCIAL ADVISORS, LLC 114,315 1,217,000 0.21%
44 Argentus Capital Management, LLC 114,075 1,215,000 0.21%
45 PRIVATE TRUST CO NA 112,460 1,144,000 0.20%
46 Algebris Investments (UK) LLP 100,000 1,065,000 0.19%
47 TURNER INVESTMENTS LLC 98,490 1,049,000 0.18%
48 CITADEL ADVISORS LLC 88,462 943,000 0.16%
49 GSA CAPITAL PARTNERS LLP 83,000 884,000 0.15%
50 M&T BANK CORP 73,402 781,000 0.14%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.