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Institutional Investment Manager
Tradewinds Capital Management, LLC
Tradewinds Capital Management, LLC (CIK: 0001616026) incorporated in Washington, located at 2211 Rimland Drive, Bellingham, WA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 664 holdings with a total value of $139,574,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 ASTERIAS BIOTHERAPEUTICS INC COM SER A 2 0 0.00%
2 VIRNETX HLDG CORP 100 0 0.00%
3 ZIX CORP 75 0 0.00%
4 SEVENTY SEVEN ENERGY INC - escrow shares 6 0 0.00%
5 TOOTSIE ROLL INDS INC 10 0 0.00%
6 GLADSTONE CAPITAL CORP 3 0 0.00%
7 STARZ SERIES A 14 0 0.00%
8 EMERALD OIL INC 2,082 0 0.00%
9 MARKET VECTORS ETF TR 0 0 0.00%
10 CROCS INC 25 0 0.00%
11 WMI HOLDINGS CORP. 4 0 0.00%
12 VERITIV CORP 4 0 0.00%
13 GENERAL MTRS CO 35 0 0.00%
14 QLT INC 50 0 0.00%
15 SPDR SERIES TRUST 6 0 0.00%
16 BLACKBERRY LTD 40 0 0.00%
17 STERIS PLC SHS USD 3 0 0.00%
18 RMR GROUP INC 5 0 0.00%
19 Liberty Ventures 11 0 0.00%
20 SPDR SER TR 3 0 0.00%
21 HARRIS CORP 3 0 0.00%
22 NUANCE COMM 10 0 0.00%
23 Internap Network Services Corp 165 0 0.00%
24 ISHARES TR 2 0 0.00%
25 California Resources Corp 1 0 0.00%
26 LINN CO LLC 750 0 0.00%
27 ORION ENERGY SYSTEMS INC 200 0 0.00%
28 SINCLAIR BROADCAST GROUP INC 1 0 0.00%
29 VECTRUS INC 1 0 0.00%
30 URANIUM ENERGY CORP 440 0 0.00%
31 CHESAPEAKE ENERGY CORP 86 0 0.00%
32 BLUCORA INC 10 0 0.00%
33 TERADATA CORP DEL 13 0 0.00%
34 PROTHENA CORP PLC 7 0 0.00%
35 BALLARD PWR SYS INC NEW 20 0 0.00%
36 ORGANOVO HLDGS INC 30 0 0.00%
37 SPDR SERIES TRUST 0 0 0.00%
38 HARMONIC INC 32 0 0.00%
39 HRG GROUP INC 32 0 0.00%
40 ENZON PHARMACEUTICALS INC 200 0 0.00%
41 CHEGG INC COM 295 1,000 0.00%
42 MMA CAP MGMT LLC 40 1,000 0.00%
43 XYLEM INC 32 1,000 0.00%
44 SOLARCITY CORP 32 1,000 0.00%
45 DOW CHEM CO 25 1,000 0.00%
46 SCHWAB INTERMEDIATE-TERM US TREASURY ETF 18 1,000 0.00%
47 COPA HOLDINGS SA 16 1,000 0.00%
48 GAP 46 1,000 0.00%
49 ACCO BRANDS CORPORATION COM 141 1,000 0.00%
50 GASLOG LTD 70 1,000 0.00%
Page 1 of 14

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001616026-16-000007, filed 2016.07.29).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.