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SCHWAB INTERMEDIATE-TERM US TREASURY ETF
SCHWAB INTERMEDIATE-TERM US TREASURY ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 79 Institutional holders with a total value of $328,740,018.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Charles Schwab Investment Advisory, Inc. 3,167,571 177,289,000 53.93%
2 SFMG, LLC 329,644 18,450,000 5.61%
3 BERGANKDV WEALTH MANAGEMENT, LLC 283,317 15,857,000 4.82%
4 Apriem Advisors 209,084 11,702,000 3.56%
5 WELLS FARGO & COMPANY/MN 180,091 10,080,000 3.07%
6 Roof Eidam Maycock Peralta, LLC 141,695 7,931,000 2.41%
7 Frontier Wealth Management LLC 135,956 7,609,000 2.31%
8 FINANCIAL CONSULATE, INC 114,832 6,427,000 1.96%
9 PRING TURNER CAPITAL GROUP INC 112,130 6,276,000 1.91%
10 JUNCTURE WEALTH STRATEGIES, LLC 106,689 5,971,000 1.82%
11 Quantum Capital Management, LLC / NJ 100,171 5,607,000 1.71%
12 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 99,531 5,571,000 1.69%
13 Knowledge Leaders Capital, LLC 97,566 5,461,000 1.66%
14 CARDAN CAPITAL PARTNERS, LLC 70,948 3,971,000 1.21%
15 MOISAND FITZGERALD TAMAYO, LLC 60,950 3,411,000 1.04%
16 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 54,802 3,067,000 0.93%
17 Cetera Advisors LLC 49,465 2,759,000 0.84%
18 KRILOGY FINANCIAL LLC 46,312 2,592,000 0.79%
19 Friedenthal Financial 38,842 2,174,000 0.66%
20 Live Your Vision, LLC 36,687 2,053,000 0.62%
21 Bangor Savings Bank 29,318 1,641,000 0.50%
22 ASSET DEDICATION, LLC 29,067 1,601,000 0.49%
23 Whitegate Investment Counselors, Inc. 28,290 1,583,000 0.48%
24 FormulaFolio Investments, LLC 26,102 1,461,000 0.44%
25 VISTA CAPITAL PARTNERS, INC. 24,698 1,382,000 0.42% SH
26 Waverly Advisors, LLC 23,355 1,307,000 0.40%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 23,143 1,293,000 0.39%
28 Peak Asset Management, LLC 22,540 1,262,000 0.38%
29 Courage Miller Partners, LLC 18,419 1,031,000 0.31%
30 JANE STREET GROUP, LLC 15,389 861,000 0.26%
31 Raymond James Financial Services Advisors, Inc. 14,191 794,000 0.24%
32 Perigon Wealth Management, LLC 13,696 767,000 0.23%
33 BUCKINGHAM STRATEGIC WEALTH, LLC 11,641 652,000 0.20%
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,333 634,000 0.19%
35 D. SCOTT NEAL, INC. 10,660 597,000 0.18%
36 ALLIANCE WEALTH MANAGEMENT GROUP 10,622 589,000 0.18%
37 SALEM INVESTMENT COUNSELORS INC 10,004 560,000 0.17%
38 ROYAL BANK OF CANADA 9,485 531,000 0.16%
39 Pinnacle Advisory Group, Inc. 8,690 486,000 0.15%
40 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 7,954 445,000 0.14%
41 OPTIMUM INVESTMENT ADVISORS 7,935 444,000 0.14%
42 ROWLAND CARMICHAEL ADVISORS INC /ADV 7,687 430,000 0.13%
43 Virtu KCG Holdings LLC 6,471 362,000 0.11%
44 WEALTHCARE CAPITAL MANAGEMENT LLC 6,150 344,000 0.10%
45 LPL Financial LLC 5,843 328,000 0.10%
46 BANK OF AMERICA CORP /DE/ 5,169 289,000 0.09%
47 Twele Capital Management, Inc. 5,151 288,000 0.09%
48 Ifrah Financial Services, Inc. 5,057 283,000 0.09%
49 OARSMAN CAPITAL, INC. 4,826 270,000 0.08%
50 STEEL GROVE CAPITAL ADVISORS, LLC 4,758 266,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.