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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 55 Institutional holders with a total value of $252,029,318.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 STATE STREET CORP 1,279,304 102,114,000 40.52%
2 Brouwer & Janachowski, LLC 490,073 39,118,000 15.52%
3 PIERSHALE FINANCIAL GROUP, INC. 234,744 18,737,000 7.43%
4 KRILOGY FINANCIAL LLC 166,666 13,303,000 5.28%
5 Apriem Advisors 165,053 13,175,000 5.23%
6 ASSETMARK, INC 141,316 11,280,000 4.48%
7 BANK OF AMERICA CORP /DE/ 83,446 6,660,000 2.64%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 53,173 4,244,000 1.68%
9 LPL Financial LLC 47,083 3,857,000 1.53%
10 WELLS FARGO & COMPANY/MN 41,648 3,324,000 1.32%
11 AVALON CAPITAL MANAGEMENT 35,884 2,864,000 1.14%
12 SARGENT BICKHAM LAGUDIS LLC 34,854 2,782,000 1.10%
13 MORGAN STANLEY 34,080 2,721,000 1.08%
14 ROYAL BANK OF CANADA 32,912 2,627,000 1.04%
15 Lattice Strategies LLC 27,720 2,213,000 0.88%
16 First Allied Advisory Services, Inc. 23,110 1,848,000 0.73%
17 ADVISOR GROUP, INC. 21,877 1,744,000 0.69%
18 CITADEL ADVISORS LLC 21,297 1,700,000 0.67%
19 AGF INVESTMENTS INC. 21,245 1,695,000 0.67%
20 WOLVERINE TRADING LP /BD 19,778 1,575,318 0.63%
21 BAIRD FINANCIAL GROUP, INC. 18,521 1,478,000 0.59%
22 ENVESTNET ASSET MANAGEMENT INC 17,272 1,379,000 0.55%
23 JANE STREET GROUP, LLC 16,845 1,345,000 0.53%
24 Virtu KCG Holdings LLC 15,691 1,252,000 0.50%
25 Landmark Financial Advisors, LLC 15,649 1,249,000 0.50%
26 UBS Group AG 12,020 960,000 0.38%
27 Bank of New York Mellon Corp 9,966 796,000 0.32%
28 Cambridge Investment Research Advisors, Inc. 8,334 665,000 0.26%
29 VSR Financial Services, Inc. 7,922 632,000 0.25%
30 AVIANCE CAPITAL MANAGEMENT, LLC 7,745 618,000 0.25%
31 Pinnacle Advisory Group, Inc. 6,671 532,000 0.21%
32 FormulaFolio Investments, LLC 6,576 525,000 0.21%
33 BB&T SECURITIES, LLC 6,400 510,000 0.20%
34 INVESTMENT CENTERS OF AMERICA INC 5,063 405,000 0.16%
35 Concert Wealth Management Inc. 3,839 305,000 0.12%
36 RAYMOND JAMES & ASSOCIATES 3,509 280,000 0.11%
37 Prospera Financial Services Inc 3,170 253,000 0.10%
38 ALLIANCE WEALTH MANAGEMENT GROUP 2,953 234,000 0.09%
39 Tuttle Capital Management, LLC 1,981 162,000 0.06%
40 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 1,807 144,000 0.06%
41 NewSquare Capital LLC 1,740 139,000 0.06%
42 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,749 138,000 0.05%
43 MSI Financial Services Inc 1,637 131,000 0.05%
44 Argentus Capital Management, LLC 1,583 126,000 0.05%
45 Parkside Financial Bank & Trust 918 73,000 0.03%
46 WEALTHCARE CAPITAL MANAGEMENT LLC 714 57,000 0.02%
47 IFP ADVISORS, INC 207 17,000 0.01%
48 GENEOS WEALTH MANAGEMENT INC. 179 14,000 0.01%
49 Transamerica Financial Advisors, LLC 166 14,000 0.01%
50 D.A. DAVIDSON & CO. 139 11,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.