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Institutional Investment Manager
Tradewinds Capital Management, LLC
Tradewinds Capital Management, LLC (CIK: 0001616026) incorporated in Washington, located at 2211 Rimland Drive, Bellingham, WA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 672 holdings with a total value of $151,673,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 PRAXAIR INC 25 3,000 0.00%
152 TRANSOCEAN LTD 205 3,000 0.00%
153 MONDELEZ INTL INC 69 3,000 0.00%
154 TWILIO INC 110 3,000 0.00%
155 FIDELITY NATL INFORMATION SV 42 3,000 0.00%
156 NEWFIELD EXPL CO 64 3,000 0.00%
157 TURTLE BEACH CORP COM 2,000 3,000 0.00%
158 D R HORTON INC 128 3,000 0.00%
159 GLOBAL X FDS 247 3,000 0.00%
160 TRINITY INDS INC 100 3,000 0.00%
161 Park City Group Inc 200 3,000 0.00%
162 GOPRO INC 300 3,000 0.00%
163 HECLA MNG CO 580 3,000 0.00%
164 SELECT SECTOR SPDR TR 33 3,000 0.00%
165 MAXWELL TECHNOLOGIES INC 589 3,000 0.00%
166 STILLWATER MNG CO 200 3,000 0.00%
167 SANDSTORM GOLD LTD 885 3,000 0.00%
168 COACH INC 93 3,000 0.00%
169 ETF MANAGERS TR 100 3,000 0.00%
170 INTELLIA THERAPEUTICS INC 248 3,000 0.00%
171 RESMED INC 43 3,000 0.00%
172 PROSHARES TR II 105 3,000 0.00%
173 BANK N S HALIFAX 55 3,000 0.00%
174 DIEBOLD NXDF INC 127 3,000 0.00%
175 CHICAGO BRIDGE & IRON CO N V 100 3,000 0.00%
176 SPDR S&P MIDCAP 400 ETF TR 10 3,000 0.00%
177 NEW GOLD INC CDA 876 3,000 0.00%
178 ISHARES TR 80 3,000 0.00%
179 UNITED STATES COMMODITY INDEX FUND 65 3,000 0.00%
180 TABLEAU SOFTWARE INC 74 3,000 0.00%
181 VENTAS INC 55 3,000 0.00%
182 ProShares UltraShort Yen 35 3,000 0.00%
183 ARI Network Services Inc 500 3,000 0.00%
184 BCE INC 58 3,000 0.00%
185 AMERICAN WOODMARK CORPORATION COM 40 3,000 0.00%
186 POWERSHARES ETF TR II 134 4,000 0.00%
187 TRUEBLUE INC COM 150 4,000 0.00%
188 AMERISOURCEBERGEN CORP 50 4,000 0.00%
189 UNIVERSAL FST PRODS INC 35 4,000 0.00%
190 BLACKROCK MUNIYIELD INVT QUA 300 4,000 0.00%
191 GREENBRIER COS INC 100 4,000 0.00%
192 GAMCO GLOBAL GOLD NAT RES & 830 4,000 0.00%
193 O REILLY AUTOMOTIVE INC NEW 13 4,000 0.00%
194 SWEDISH EXPT CR CORP 664 4,000 0.00%
195 NOVARTIS A G 53 4,000 0.00%
196 CHINA AUTOMOTIVE SYS INC 750 4,000 0.00%
197 CANON INC 135 4,000 0.00%
198 WINDSTREAM HLDGS INC 504 4,000 0.00%
199 JUNO THERAPEUTICS INC COM 228 4,000 0.00%
200 BED BATH & BEYOND INC 100 4,000 0.00%
Page 4 of 14

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001616026-17-000002, filed 2017.02.03).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.