| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 4,888,279 | 25,908,000 | 24.55% | ||
| 2 | Oxbow Advisors, LLC | 2,977,519 | 15,781,000 | 14.96% | ||
| 3 | MORGAN STANLEY | 1,486,438 | 7,878,000 | 7.47% | ||
| 4 | RPG INVESTMENT ADVISORY, LLC | 1,244,713 | 6,596,000 | 6.25% | ||
| 5 | Vident Investment Advisory, LLC | 941,229 | 4,960,000 | 4.70% | ||
| 6 | BANK OF MONTREAL /CAN/ | 879,000 | 4,949,000 | 4.69% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 658,832 | 3,492,000 | 3.31% | ||
| 8 | Raymond James Financial Services Advisors, Inc. | 583,861 | 3,094,000 | 2.93% | ||
| 9 | RAYMOND JAMES & ASSOCIATES | 535,227 | 2,837,000 | 2.69% | ||
| 10 | DOLIVER ADVISORS, LP | 482,593 | 2,558,000 | 2.42% | ||
| 11 | LPL Financial LLC | 453,530 | 2,354,000 | 2.23% | ||
| 12 | Laurion Capital Management LP | 443,249 | 2,349,000 | 2.23% | ||
| 13 | Commonwealth Equity Services, Inc | 338,533 | 1,794,000 | 1.70% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 297,688 | 1,578,000 | 1.50% | ||
| 15 | NINE MASTS CAPITAL Ltd | 214,874 | 1,139,000 | 1.08% | ||
| 16 | CORNERSTONE ADVISORS INC | 202,662 | 1,074,000 | 1.02% | ||
| 17 | Weiss Asset Management LP | 187,690 | 995,000 | 0.94% | ||
| 18 | CITIGROUP INC | 177,814 | 942,000 | 0.89% | ||
| 19 | HighTower Advisors, LLC | 160,282 | 850,000 | 0.81% | ||
| 20 | Cetera Advisor Networks LLC | 153,122 | 814,000 | 0.77% | ||
| 21 | MARINER INVESTMENT GROUP LLC | 150,000 | 795,000 | 0.75% | ||
| 22 | D.A. DAVIDSON & CO. | 124,875 | 661,000 | 0.63% | ||
| 23 | Invesco Ltd. | 115,979 | 615,000 | 0.58% | ||
| 24 | MSI Financial Services Inc | 115,694 | 613,000 | 0.58% | ||
| 25 | WEDBUSH SECURITIES INC | 112,765 | 598,000 | 0.57% | ||
| 26 | Janney Montgomery Scott LLC | 112,254 | 595,000 | 0.56% | ||
| 27 | Cetera Advisors LLC | 106,703 | 565,000 | 0.54% | ||
| 28 | BB&T SECURITIES, LLC | 88,187 | 562,000 | 0.53% | ||
| 29 | TFS CAPITAL LLC | 101,305 | 537,000 | 0.51% | ||
| 30 | Virtu KCG Holdings LLC | 96,125 | 509,000 | 0.48% | ||
| 31 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 93,536 | 495,000 | 0.47% | ||
| 32 | Cambridge Investment Research Advisors, Inc. | 89,546 | 475,000 | 0.45% | ||
| 33 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 86,470 | 460,000 | 0.44% | ||
| 34 | EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC | 86,082 | 456,000 | 0.43% | ||
| 35 | ROYAL BANK OF CANADA | 77,169 | 409,000 | 0.39% | ||
| 36 | CLOUGH CAPITAL PARTNERS L P | 74,800 | 396,000 | 0.38% | ||
| 37 | B. Riley Wealth Advisors, Inc. | 71,924 | 382,000 | 0.36% | ||
| 38 | Hilltop Holdings Inc. | 65,605 | 348,000 | 0.33% | ||
| 39 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | 56,765 | 301,000 | 0.29% | ||
| 40 | NWAM LLC | 56,250 | 298,000 | 0.28% | ||
| 41 | INTRINSIC EDGE CAPITAL MANAGEMENT LLC | 50,000 | 265,000 | 0.25% | ||
| 42 | FIFTH THIRD BANCORP | 50,001 | 265,000 | 0.25% | ||
| 43 | WELLS FARGO & COMPANY/MN | 47,174 | 250,000 | 0.24% | ||
| 44 | ADVISOR GROUP, INC. | 45,621 | 242,000 | 0.23% | ||
| 45 | Creative Planning | 32,505 | 172,000 | 0.16% | ||
| 46 | OPTIMUM INVESTMENT ADVISORS | 28,500 | 151,000 | 0.14% | ||
| 47 | Nuveen Asset Management, LLC | 28,500 | 151,000 | 0.14% | ||
| 48 | FLAGSHIP HARBOR ADVISORS, LLC | 25,423 | 140,000 | 0.13% | ||
| 49 | GEODE CAPITAL MANAGEMENT, LLC | 25,514 | 135,000 | 0.13% | ||
| 50 | STIFEL FINANCIAL CORP | 24,806 | 130,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
