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Institutional Investment Manager
NEXT Financial Group, Inc
NEXT Financial Group, Inc (CIK: 0001616654) incorporated in Texas, located at 11740 Katy Freeway, Houston, TX. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Portfolio Summary: 1,985 holdings with a total value of $311,648,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 NTT Domoco Inc 30 0 0.00%
52 HEARTLAND EXPRESS INC COM 34 0 0.00%
53 WHITEWAVE FOODS CO 10 0 0.00%
54 LUCAS ENERGY INC 1,000 0 0.00%
55 ROWAN COMPANIES PLC 17 0 0.00%
56 EAST WEST BANCORP INC 17 0 0.00%
57 WABTEC CORP 6 0 0.00%
58 ISHARES TRUST NEW ZEALAND ETF 6 0 0.00%
59 PARKER HANNIFIN CORP 2 0 0.00%
60 NETEASE INC 3 0 0.00%
61 LXP INDUSTRIAL TRUST COM 100 0 0.00%
62 OCEAN RIG UDW INC 110 0 0.00%
63 Aaron's Inc 30 0 0.00%
64 HERON THERAPEUTICS INC COM 2 0 0.00%
65 PENN WEST PETE LTD NEW 500 0 0.00%
66 COMPUTER SCIENCES CORP 11 0 0.00%
67 WP GLIMCHER IN COM 24 0 0.00%
68 AAR CORP COM 27 0 0.00%
69 BROCADE COMMUNICATIONS SYS I 67 0 0.00%
70 Odyssey Marine Exploration Inc 1,318 0 0.00%
71 SAMSON OIL & GAS LTD 100 0 0.00%
72 DEAN FOODS CO NEW 9 0 0.00%
73 CAMDEN PROPERTY TRUS 8 0 0.00%
74 FIRST FINL BANKSHARES INC COM 7 0 0.00%
75 BANCO BILBAO VIZCAYA ARGENTA 65 0 0.00%
76 ROYAL BK SCOTLAND GROUP PLC 0 0 0.00%
77 VAPOR CORP NEV COM NEW 300 0 0.00%
78 Blackhawk Network 12 0 0.00%
79 ATWOOD OCEANICS INC 8 0 0.00%
80 EAGLE BULK SHIPPING INC 5 0 0.00%
81 NUANCE COMM 15 0 0.00%
82 COMMUNITY HEALTH SYS INC NEW 500 0 0.00%
83 CIVEO CORP CDA 320 0 0.00%
84 HYDROGENICS CORP NEW 10 0 0.00%
85 STONEGATE BANK 13 0 0.00%
86 Omnicare Inc (Acquired 8/18/2015) 9 0 0.00%
87 MESA RTY TR 25 0 0.00%
88 Bank Of America 18 WTS 1,000 0 0.00%
89 TEKLA HEALTHCARE INVS 2 0 0.00%
90 GENERAL MOLY INC 300 0 0.00%
91 Ubs Ag Shs New 50 0 0.00%
92 Energizer Holding Inc 5 0 0.00%
93 NUVEEN TEXAS QLTY MUN INCME 6 0 0.00%
94 INVESCO SR INCOME TR 200 0 0.00%
95 EXELIS INC 25 0 0.00%
96 ACTUA CORP 20 0 0.00%
97 KLX INC COM 12 0 0.00%
98 MEREDITH CORP COM 11 0 0.00%
99 PENDRELL CORP 9 0 0.00%
100 MICREL INC 19 0 0.00%
Page 2 of 40

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001420506-15-000198, filed 2015.04.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.