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TEKLA HEALTHCARE INVS
TEKLA HEALTHCARE INVS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 58 Institutional holders with a total value of $232,048,550.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,168,238 110,412,000 47.58%
2 GOLDMAN SACHS GROUP INC 973,910 33,941,000 14.63%
3 ING GROEP NV 478,428 16,673,000 7.19%
4 NEEDHAM INVESTMENT MANAGEMENT LLC 427,955 14,914,000 6.43%
5 WELLS FARGO & COMPANY/MN 282,473 9,844,000 4.24%
6 UBS Group AG 256,624 8,943,000 3.85%
7 LPL Financial LLC 211,697 7,342,000 3.16%
8 ROYAL BANK OF CANADA 165,852 5,780,000 2.49%
9 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 72,389 2,523,000 1.09%
10 Janney Montgomery Scott LLC 54,311 1,893,000 0.82%
11 AMERICAN INTERNATIONAL GROUP, INC. 53,790 1,874,557 0.81%
12 FIRST TRUST ADVISORS LP 49,509 1,725,000 0.74%
13 OPPENHEIMER & CO INC 42,546 1,483,000 0.64%
14 RAYMOND JAMES & ASSOCIATES 42,098 1,467,000 0.63%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 37,689 1,313,000 0.57%
16 Commonwealth Equity Services, Inc 37,476 1,306,000 0.56%
17 Sigma Planning Corp 34,744 1,211,000 0.52%
18 BANK OF AMERICA CORP /DE/ 25,164 877,000 0.38%
19 Cetera Advisor Networks LLC 24,980 872,000 0.38%
20 STIFEL FINANCIAL CORP 22,494 784,000 0.34%
21 Fiduciary Trust Co International of Pennsylvania 21,614 753,000 0.32%
22 HighTower Advisors, LLC 19,496 679,000 0.29%
23 WEDBUSH SECURITIES INC 13,246 462,000 0.20%
24 DAVENPORT & Co LLC 12,948 451,238 0.19%
25 AMERIPRISE FINANCIAL INC 12,610 439,000 0.19%
26 Arete Wealth Advisors, LLC 12,550 431,000 0.19%
27 Robert W. Baird & Co. Inc 10,825 377,000 0.16%
28 SeaBridge Investment Advisors LLC 10,496 366,000 0.16%
29 GUYASUTA INVESTMENT ADVISORS INC 10,000 348,000 0.15%
30 Bartlett & Co. LLC 8,623 301,000 0.13%
31 CAHILL FINANCIAL ADVISORS INC 6,969 243,000 0.10%
32 OUTFITTER ADVISORS, LTD. 6,519 227,000 0.10%
33 New England Private Wealth Advisors LLC 6,263 218,000 0.09%
34 Creative Planning 6,163 215,000 0.09%
35 CITIGROUP INC 5,845 204,000 0.09%
36 CARRET ASSET MANAGEMENT, LLC 5,741 200,000 0.09%
37 PNC FINANCIAL SERVICES GROUP, INC. 5,661 198,000 0.09%
38 BROWN BROTHERS HARRIMAN & CO 4,000 139,000 0.06%
39 CENTRAL TRUST Co 2,542 89,000 0.04%
40 D.A. DAVIDSON & CO. 2,400 83,000 0.04%
41 BANK OF MONTREAL /CAN/ 2,146 75,000 0.03%
42 CAPITAL GUARDIAN TRUST CO 2,105 73,000 0.03%
43 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,720 60,000 0.03%
44 MSI Financial Services Inc 1,294 45,000 0.02%
45 People's United Financial, Inc. 1,144 40,000 0.02%
46 MUFG Americas Holdings Corp 1,092 38,000 0.02%
47 GLENMEDE TRUST CO NA 1,066 37,000 0.02%
48 MCF Advisors LLC 860 30,000 0.01%
49 Manchester Capital Management LLC 850 29,000 0.01%
50 Highlander Capital Management, LLC 304 11,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.