| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Yakira Capital Management, Inc. | 14,119 | 20,000 | 86.42% | SH | |
| 2 | UBS Group AG | 2,273 | 3,000 | 12.96% | ||
| 3 | AMERICAN INTERNATIONAL GROUP, INC. | 100 | 144 | 0.62% | ||
| 4 | MORGAN STANLEY | 300 | 0 | 0.00% | ||
| 5 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 133 | 0 | 0.00% | ||
| 6 | Tower Research Capital LLC (TRC) | 3 | 0 | 0.00% | ||
| 7 | Creative Planning | 280 | 0 | 0.00% | ||
| 8 | B. Riley Wealth Management, Inc. | 300 | 0 | 0.00% | ||
| 9 | NEXT Financial Group, Inc | 100 | 0 | 0.00% | ||
| 10 | SYNOVUS FINANCIAL CORP | 100 | 0 | 0.00% | ||
| 11 | CITIGROUP INC | 244 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
