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Institutional Investment Manager
NEXT Financial Group, Inc
NEXT Financial Group, Inc (CIK: 0001616654) incorporated in Texas, located at 11740 Katy Freeway, Houston, TX. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 1,929 holdings with a total value of $268,460,000.
#
Name
Shares
Value ($)
%
Options
Notes
1901 PENN WEST PETE LTD NEW 500 0 0.00%
1902 ROBERT HALF INTL INC 20 0 0.00%
1903 KEYCORP 50 0 0.00%
1904 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 14,596 0 0.00%
1905 KINROSS GOLD CORP 544 0 0.00%
1906 TOP SHIPS INC 1 0 0.00%
1907 PERRIGO CO PLC 5 0 0.00%
1908 LXP INDUSTRIAL TRUST COM 100 0 0.00%
1909 NORDIC AMERICAN OFFSHORE LTD 138 0 0.00%
1910 LIVE NATION, INC. 11 0 0.00%
1911 STRATA SKIN SCIENCES INC COM 40 0 0.00%
1912 CASI PHARMACEUTICALS INC COM 2 0 0.00%
1913 NEWS CORP CL A 27 0 0.00%
1914 SIBANYE STILLWATER 25 0 0.00%
1915 PRECISION DRILLING CORP 150 0 0.00%
1916 SHUTTERSTOCK INC COM 6 0 0.00%
1917 Market Vector Junior 50 0 0.00%
1918 RMR GROUP INC 59 0 0.00%
1919 CITIZENS FINL GROUP INC 4 0 0.00%
1920 MCCLATCHY CO 4 0 0.00%
1921 MEI PHARMA INC 500 0 0.00%
1922 POWERSHS DB MULTI SECT COMM 26 0 0.00%
1923 GENCO SHIPPING & TRADING LTD 189 0 0.00%
1924 TEKLA HEALTHCARE INVS 2 0 0.00%
1925 MEREDITH CORP COM 11 0 0.00%
1926 YINGLI GREEN ENERGY HLDG CO 15 0 0.00%
1927 SANOFI 100 0 0.00%
1928 DCT Industrial Trust Inc 25 0 0.00%
1929 EAGLE BULK SHIPPING INC 5 0 0.00%
Page 39 of 39

Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001420506-16-000708, filed 2016.02.02).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.