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TEKLA HEALTHCARE INVS
TEKLA HEALTHCARE INVS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 68 Institutional holders with a total value of $220,322,299.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,592,690 106,559,000 48.37%
2 ING GROEP NV 498,720 14,792,000 6.71%
3 LPL Financial LLC 408,516 11,998,000 5.45%
4 UBS Group AG 367,643 10,904,000 4.95%
5 WELLS FARGO & COMPANY/MN 358,745 10,640,000 4.83%
6 NEEDHAM INVESTMENT MANAGEMENT LLC 334,650 9,926,000 4.51%
7 GOLDMAN SACHS GROUP INC 274,775 8,150,000 3.70%
8 ROYAL BANK OF CANADA 172,800 5,125,000 2.33%
9 BANK OF NOVA SCOTIA 153,441 4,551,000 2.07%
10 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 115,644 3,430,000 1.56%
11 DOLIVER ADVISORS, LP 88,631 2,629,000 1.19%
12 HL FINANCIAL SERVICES LLC 87,601 2,598,000 1.18%
13 FIRST TRUST ADVISORS LP 67,629 2,006,000 0.91%
14 Advisors Asset Management, Inc. 65,927 1,955,000 0.89%
15 AMERICAN INTERNATIONAL GROUP, INC. 58,275 1,729,000 0.78%
16 Thomas J. Herzfeld Advisors, Inc. 57,139 1,695,000 0.77%
17 RAYMOND JAMES & ASSOCIATES 55,316 1,641,000 0.74%
18 BANK OF AMERICA CORP /DE/ 54,631 1,620,000 0.74%
19 Raymond James Financial Services Advisors, Inc. 49,161 1,458,000 0.66%
20 OPPENHEIMER & CO INC 47,453 1,407,000 0.64%
21 CITIGROUP INC 43,715 1,296,000 0.59%
22 Weiss Asset Management LP 43,297 1,284,000 0.58%
23 Commonwealth Equity Services, Inc 39,800 1,180,000 0.54%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 35,949 1,066,000 0.48%
25 Janney Montgomery Scott LLC 35,573 1,055,000 0.48%
26 Cetera Advisor Networks LLC 28,565 848,000 0.38%
27 HighTower Advisors, LLC 20,825 618,000 0.28%
28 STIFEL FINANCIAL CORP 20,726 614,000 0.28%
29 AMERIPRISE FINANCIAL INC 19,865 589,000 0.27%
30 GLENMEDE TRUST CO NA 18,685 553,000 0.25%
31 WEDBUSH SECURITIES INC 18,330 544,000 0.25%
32 BAIRD FINANCIAL GROUP, INC. 17,348 515,000 0.23%
33 Fiduciary Trust Co International of Pennsylvania 17,212 511,000 0.23%
34 Regis Management CO LLC 16,386 486,000 0.22%
35 SG Americas Securities, LLC 13,574 403,000 0.18%
36 DAVENPORT & Co LLC 11,898 352,895 0.16%
37 MSI Financial Services Inc 11,365 337,000 0.15%
38 Alpine Global Management, LLC 9,933 295,000 0.13%
39 J.P. Morgan Private Wealth Advisors LLC 9,069 269,000 0.12%
40 New England Private Wealth Advisors LLC 8,949 266,000 0.12%
41 Bartlett & Co. LLC 8,623 256,000 0.12%
42 GUYASUTA INVESTMENT ADVISORS INC 8,000 237,000 0.11%
43 Bank of New York Mellon Corp 7,954 236,000 0.11%
44 LAUREL WEALTH ADVISORS, INC. 7,769 230,000 0.10%
45 PNC FINANCIAL SERVICES GROUP, INC. 7,477 222,000 0.10%
46 BANK OF MONTREAL /CAN/ 6,581 195,000 0.09%
47 Creative Planning 5,668 168,000 0.08%
48 D.A. DAVIDSON & CO. 4,950 146,000 0.07%
49 BROWN BROTHERS HARRIMAN & CO 4,000 119,000 0.05%
50 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,805 83,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.