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Institutional Investment Manager
NEXT Financial Group, Inc
NEXT Financial Group, Inc (CIK: 0001616654) incorporated in Texas, located at 11740 Katy Freeway, Houston, TX. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 2,465 holdings with a total value of $569,350,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 ORIGIN AGRITECH LIMITED 100 0 0.00%
102 SIBANYE STILLWATER 25 0 0.00%
103 UNITED CMNTY FINL CORP OHIO 0 0 0.00%
104 TRILOGY METALS INC NEW 300 0 0.00%
105 CLAYMORE EXCHANGE TRD FD TR 0 0 0.00%
106 GTX INC DEL COM NEW 150 1,000 0.00%
107 NEWS CORP CL A 51 1,000 0.00%
108 WASHINGTON PRIME GROUP NEW 82 1,000 0.00%
109 PARKER DRILLING COMPANY 475 1,000 0.00%
110 NATURAL RESOURCE PARTNERS L 21 1,000 0.00%
111 GNC HLDGS INC 100 1,000 0.00%
112 H&E EQUIPMENT SERVICES LLC COM 50 1,000 0.00%
113 VANECK VECTORS ETF TR 35 1,000 0.00%
114 RENESOLA LTD 1,000 1,000 0.00%
115 CAMDEN PROPERTY TRUS 8 1,000 0.00%
116 GUIDANCE SOFTWARE INC 150 1,000 0.00%
117 TREVENA INC 140 1,000 0.00%
118 PARATEK PHARMACEUTICALS INC 73 1,000 0.00%
119 FIDELITY NATIONAL FINANCIAL 21 1,000 0.00%
120 INOVIO PHARMACEUTICALS INC 109 1,000 0.00%
121 LENDINGTREE INC NEW COM 8 1,000 0.00%
122 EXACT SCIENCES CORP 75 1,000 0.00%
123 BLACKHAWK NETWORK 20 1,000 0.00%
124 VALMONT INDS INC 7 1,000 0.00%
125 ADEPTUS HEALTH INC 100 1,000 0.00%
126 AEGON N V 221 1,000 0.00%
127 FIELDPOINT PETROLEUM CORP 800 1,000 0.00%
128 UBS AG JERSEY BRH 140 1,000 0.00%
129 TOPBUILD CORP 40 1,000 0.00%
130 ISHARES TR 13 1,000 0.00%
131 EARTHLINK HOLDINGS ORD 200 1,000 0.00%
132 INSMED INC 100 1,000 0.00%
133 SAMSON OIL & GAS LTD 980 1,000 0.00%
134 URANIUM ENERGY CORP 1,300 1,000 0.00%
135 GALECTIN THERAPEUTICS INC COM 1,000 1,000 0.00%
136 PROVIDENT BANCORP INC 80 1,000 0.00%
137 HANMI FINL CORP COM NEW 23 1,000 0.00%
138 COMPUTER TASK GROUP INC 200 1,000 0.00%
139 SHAKE SHACK INC 20 1,000 0.00%
140 QUANTUM CORP COM DSSG 1,500 1,000 0.00%
141 AG MTG INVT TR INC 87 1,000 0.00%
142 HUBSPOT INCORPORATED 20 1,000 0.00%
143 8X8 INC NEW COM 100 1,000 0.00%
144 BANCO BILBAO VIZCAYA ARGENTA 140 1,000 0.00%
145 AAON INC 36 1,000 0.00%
146 NOBLE CORP PLC 104 1,000 0.00%
147 PLEXUS CORP COM 12 1,000 0.00%
148 BIO RAD LABS INC 4 1,000 0.00%
149 HUBBELL INC 10 1,000 0.00%
150 Moleculin Biotech Inc 500 1,000 0.00%
Page 3 of 50

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001420506-17-000066, filed 2017.02.02).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.