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Institutional Investment Manager
NEXT Financial Group, Inc
NEXT Financial Group, Inc (CIK: 0001616654) incorporated in Texas, located at 11740 Katy Freeway, Houston, TX. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 2,465 holdings with a total value of $569,350,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 LEGGETT &PLATT INC 17,561 858,000 0.15%
152 ISHARES TR 24,364 853,000 0.15%
153 SYSCO CORP 15,403 853,000 0.15%
154 VANGUARD INDEX FDS 7,652 853,000 0.15%
155 RYDEX ETF TRUST 9,795 849,000 0.15%
156 SPDR SERIES TRUST 20,210 848,000 0.15%
157 GLAXOSMITHKLINE PLC 21,915 844,000 0.15%
158 AMGEN INC 5,749 841,000 0.15%
159 ABBOTT LABS 21,730 835,000 0.15%
160 DEERE & CO 8,038 828,000 0.15%
161 DOMINION ENERGY INC 10,775 825,000 0.14%
162 RAYTHEON CO 5,761 818,000 0.14%
163 ILLUMINA INC 6,350 813,000 0.14%
164 SELECT SECTOR SPDR TR 11,716 808,000 0.14%
165 SPDR SER TR 9,449 808,000 0.14%
166 ISHARES TR 5,737 806,000 0.14%
167 SELECT SECTOR SPDR TR 15,565 805,000 0.14%
168 EOG RES INC 7,885 797,000 0.14%
169 MARKEL CORP 872 789,000 0.14%
170 FIRST TR LRGE CP CORE ALPHA 16,001 780,000 0.14%
171 REYNOLDS AMERICAN INC 13,811 774,000 0.14%
172 PIMCO DYNAMIC CR INCOME FD 38,071 770,000 0.14%
173 UNITED PARCEL SERVICE INC 6,674 765,000 0.13%
174 POWERSHARES ETF TRUST 18,024 757,000 0.13%
175 NOVARTIS A G 10,382 756,000 0.13%
176 POWERSHARES ETF TR II 53,161 756,000 0.13%
177 ISHARES TR 5,019 753,000 0.13%
178 TEXAS INSTRS INC 10,307 752,000 0.13%
179 ISHARES TR 7,077 743,000 0.13%
180 SPDR DOW JONES INDL AVRG ETF 3,731 737,000 0.13%
181 SOUTHWEST AIRLS CO 14,630 729,000 0.13%
182 ISHARES TR 14,967 709,000 0.12%
183 AGNC INVT CORP 39,077 708,000 0.12%
184 ALPS ETF TR 16,706 703,000 0.12%
185 ISHARES TR 6,259 701,000 0.12%
186 CELGENE CORP 6,048 700,000 0.12%
187 HEALTHCARE TR AMER INC 23,833 694,000 0.12%
188 GENERAL DYNAMICS CORP 4,012 693,000 0.12%
189 FRANKLIN UNVL TR 103,620 692,000 0.12%
190 VANGUARD INDEX FDS 7,427 691,000 0.12%
191 UNITEDHEALTH GROUP INC 4,246 680,000 0.12%
192 COLUMBIA PPTY TR INC 31,374 678,000 0.12%
193 VANGUARD INDEX FDS 6,936 674,000 0.12%
194 GOODYEAR TIRE & RUBR CO 21,767 672,000 0.12%
195 NUCOR CORP 11,258 670,000 0.12%
196 ENTERPRISE PRODS PARTNERS L 24,706 668,000 0.12%
197 UNION PAC CORP 6,446 668,000 0.12%
198 MIDDLEBY CORP 5,150 663,000 0.12%
199 SUBURBAN PROPANE PARTNERS LP COM USD1 21,873 657,000 0.12%
200 SEADRILL PARTNERS LLC 156,484 657,000 0.12%
Page 4 of 50

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001420506-17-000066, filed 2017.02.02).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.