| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 3,954,180 | 79,954,000 | 12.65% | ||
| 2 | UBS Group AG | 3,856,997 | 77,988,000 | 12.34% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,483,324 | 50,213,000 | 7.94% | ||
| 4 | McGowan Group Asset Management, Inc. | 2,131,019 | 43,089,000 | 6.82% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 1,536,407 | 31,066,000 | 4.92% | ||
| 6 | WELLS FARGO & COMPANY/MN | 1,249,464 | 25,264,000 | 4.00% | ||
| 7 | BESSEMER GROUP INC | 1,235,803 | 24,988,000 | 3.95% | ||
| 8 | SIT INVESTMENT ASSOCIATES INC | 1,225,668 | 24,783,000 | 3.92% | ||
| 9 | State of New Jersey Common Pension Fund D | 1,100,000 | 22,242,000 | 3.52% | ||
| 10 | ROYAL BANK OF CANADA | 1,079,590 | 21,829,000 | 3.45% | ||
| 11 | COHEN & STEERS, INC. | 974,881 | 19,712,000 | 3.12% | ||
| 12 | HOWLAND CAPITAL MANAGEMENT LLC | 795,664 | 16,088,000 | 2.55% | ||
| 13 | BANK OF MONTREAL /CAN/ | 797,950 | 15,975,000 | 2.53% | ||
| 14 | Nan Shan Life Insurance Co., Ltd. | 635,518 | 12,850,000 | 2.03% | ||
| 15 | Thomas J. Herzfeld Advisors, Inc. | 485,235 | 9,811,000 | 1.55% | ||
| 16 | 1832 Asset Management L.P. | 400,000 | 8,088,000 | 1.28% | ||
| 17 | GUGGENHEIM CAPITAL LLC | 388,266 | 7,851,000 | 1.24% | ||
| 18 | LPL Financial LLC | 362,778 | 7,379,000 | 1.17% | ||
| 19 | ALLIANCEBERNSTEIN L.P. | 319,983 | 6,470,000 | 1.02% | ||
| 20 | Lehman Financial Resources, Inc. | 316,596 | 6,401,000 | 1.01% | ||
| 21 | PENN MUTUAL LIFE INSURANCE CO | 308,000 | 6,220,000 | 0.98% | ||
| 22 | COMERICA SECURITIES INC | 293,497 | 5,935,000 | 0.94% | ||
| 23 | STIFEL FINANCIAL CORP | 273,761 | 5,531,000 | 0.88% | ||
| 24 | Vident Investment Advisory, LLC | 262,012 | 5,295,000 | 0.84% | ||
| 25 | LLBH PRIVATE WEALTH MANAGEMENT, LLC | 202,817 | 4,101,000 | 0.65% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 191,838 | 3,879,000 | 0.61% | ||
| 27 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 184,621 | 3,732,000 | 0.59% | ||
| 28 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 182,429 | 3,689,000 | 0.58% | ||
| 29 | Orion Porfolio Solutions, LLC | 179,803 | 3,636,000 | 0.58% | ||
| 30 | RAYMOND JAMES & ASSOCIATES | 173,781 | 3,514,000 | 0.56% | ||
| 31 | THRIVENT FINANCIAL FOR LUTHERANS | 166,800 | 3,373,000 | 0.53% | ||
| 32 | Invesco Ltd. | 165,626 | 3,349,000 | 0.53% | ||
| 33 | Aviance Capital Partners, LLC | 161,136 | 3,258,000 | 0.52% | ||
| 34 | Edge Wealth Management LLC | 159,465 | 3,227,000 | 0.51% | ||
| 35 | DUBUQUE BANK & TRUST CO | 151,002 | 3,053,000 | 0.48% | ||
| 36 | FMR LLC | 146,785 | 2,968,000 | 0.47% | ||
| 37 | Cambridge Investment Research Advisors, Inc. | 136,643 | 2,763,000 | 0.44% | ||
| 38 | Commonwealth Equity Services, Inc | 130,588 | 2,640,000 | 0.42% | ||
| 39 | Allianz Asset Management GmbH | 124,283 | 2,513,000 | 0.40% | ||
| 40 | SII INVESTMENTS INC/WI | 120,190 | 2,422,000 | 0.38% | ||
| 41 | Bank of New York Mellon Corp | 108,846 | 2,201,000 | 0.35% | ||
| 42 | FIRST TRUST ADVISORS LP | 105,815 | 2,140,000 | 0.34% | ||
| 43 | BB&T SECURITIES, LLC | 95,516 | 1,947,000 | 0.31% | ||
| 44 | NATIONAL PLANNING CORP | 92,794 | 1,923,000 | 0.30% | ||
| 45 | E&G Advisors, LP | 83,840 | 1,695,000 | 0.27% | ||
| 46 | Jaffetilchin Investment Partners, LLC | 77,879 | 1,575,000 | 0.25% | ||
| 47 | Horizon Kinetics LLC | 76,990 | 1,557,000 | 0.25% | ||
| 48 | CORNERSTONE ADVISORY, LLC | 70,946 | 1,435,000 | 0.23% | ||
| 49 | Mathes Company, Inc. | 67,700 | 1,369,000 | 0.22% | ||
| 50 | IFP ADVISORS, INC | 66,504 | 1,345,000 | 0.21% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
