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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 89 Institutional holders with a total value of $166,328,468.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Charles Schwab Investment Advisory, Inc. 532,532 22,340,000 13.43%
2 MORGAN STANLEY 468,681 19,661,000 11.82%
3 STATE STREET CORP 385,265 16,165,000 9.72%
4 BANK OF AMERICA CORP /DE/ 336,876 14,132,000 8.50%
5 NewSquare Capital LLC 212,929 8,932,000 5.37%
6 LPL Financial LLC 201,499 8,505,000 5.11%
7 Commonwealth Equity Services, Inc 157,707 6,616,000 3.98%
8 Prospera Financial Services Inc 144,147 6,180,000 3.72%
9 UBS Group AG 142,710 5,987,000 3.60%
10 SHEPHERD FINANCIAL PARTNERS LLC 94,637 3,993,000 2.40%
11 PRIVATE ADVISORY GROUP LLC 85,759 3,597,000 2.16%
12 Steinberg Global Asset Management 73,599 3,087,000 1.86%
13 ROYAL BANK OF CANADA 56,780 2,381,000 1.43%
14 CWM, LLC 53,965 2,264,000 1.36%
15 Transamerica Financial Advisors, LLC 52,506 2,203,000 1.32%
16 SUNTRUST BANKS INC 48,841 2,162,000 1.30%
17 RAYMOND JAMES & ASSOCIATES 46,323 1,943,000 1.17%
18 AMERIPRISE FINANCIAL INC 42,724 1,790,000 1.08%
19 ADVISOR GROUP, INC. 41,948 1,760,000 1.06%
20 WOLVERINE TRADING LP /BD 40,867 1,714,000 1.03%
21 COMERICA BANK 39,446 1,708,000 1.03%
22 INVESTMENT PARTNERS, LTD. 37,695 1,581,000 0.95%
23 Bluefin Trading, LLC 36,770 1,543,000 0.93%
24 JANE STREET GROUP, LLC 36,359 1,525,000 0.92%
25 Regal Investment Advisors LLC 34,474 1,446,000 0.87%
26 STIFEL FINANCIAL CORP 30,367 1,272,000 0.76%
27 ADVANTAGE INVESTMENT MANAGEMENT, LLC 30,131 1,264,000 0.76%
28 SNS Financial Group, LLC 30,088 1,262,000 0.76%
29 BAIRD FINANCIAL GROUP, INC. 28,664 1,202,000 0.72%
30 American Research & Management Co. 25,025 1,050,000 0.63%
31 SignalPoint Asset Management, LLC 23,849 1,000,000 0.60%
32 NEXT Financial Group, Inc 20,210 848,000 0.51%
33 PNC FINANCIAL SERVICES GROUP, INC. 19,561 821,000 0.49%
34 First Allied Advisory Services, Inc. 17,619 739,000 0.44%
35 OPTIMUM INVESTMENT ADVISORS 17,345 728,000 0.44%
36 Raymond James Financial Services Advisors, Inc. 16,790 704,000 0.42%
37 CITADEL ADVISORS LLC 16,446 690,000 0.41%
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,291 641,000 0.39%
39 Windsor Capital Management, LLC 13,815 579,000 0.35%
40 PARSONS CAPITAL MANAGEMENT INC/RI 12,835 538,000 0.32%
41 Confluence Wealth Management LLC 11,733 492,000 0.30%
42 WELLS FARGO & COMPANY/MN 11,676 490,000 0.29%
43 Destination Wealth Management 11,305 474,000 0.28%
44 Virtu KCG Holdings LLC 11,034 463,000 0.28%
45 MSI Financial Services Inc 10,106 424,000 0.25%
46 Betterment LLC 9,783 410,000 0.25%
47 Freedom Investment Management, Inc. 9,542 400,000 0.24%
48 Braver Wealth Management, LLC 9,490 398,000 0.24%
49 North Star Investment Management Corp. 9,469 397,000 0.24%
50 Cambridge Investment Research Advisors, Inc. 8,648 363,000 0.22%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.