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Institutional Investment Manager
Ironwood Financial, llc
Ironwood Financial, llc (CIK: 0001630360) incorporated in Arizona, located at 1926 E Ft. Lowell Road, Tucson, AZ. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 398 holdings with a total value of $203,349,000.
#
Name
Shares
Value ($)
%
Options
Notes
351 YAMANA GOLD INC 386 1,000 0.00%
352 DIREXION SHS ETF TR 36 1,000 0.00%
353 PETROLEO BRASILEIRO SA PETRO 207 1,000 0.00%
354 COMMUNITY HEALTH SYS INC NEW COM 27 1,000 0.00%
355 SPDR S&P 600 SMALL CAP GROWTH ETF 3 1,000 0.00%
356 PEPSICO INC 15 1,000 0.00%
357 DAVITA INC 15 1,000 0.00%
358 NORDIC AMERICAN TANKERS LIMI 50 1,000 0.00%
359 SPDR INDEX SHS FDS 34 1,000 0.00%
360 FLY LEASING LTD SPONSORED ADR 40 1,000 0.00%
361 CKEC 2017-01-20 33.000 C A OPQ 30 1,000 0.00%
362 TALEN ENERGY CORP COM 71 1,000 0.00%
363 DIREXION DAILY GOLD MINERS BUL 219 1,000 0.00%
364 ISHARES TR 41 1,000 0.00%
365 TIME INC CSH MRG $18.50/SH 1/31/18 8 0 0.00%
366 FIFTH THIRD BANCORP 10 0 0.00%
367 Dynamic Energy Alliance 16 0 0.00%
368 VANGUARD INTL EQUITY INDEX F 5 0 0.00%
369 PENGROWTH ENERGY 377 0 0.00%
370 Odyssey Marine Exploration Inc 75 0 0.00%
371 RAPTOR PHARMACEUTICAL CORP 55 0 0.00%
372 ALCATEL SA ADR 23 0 0.00%
373 Greenshift Corp New 2 0 0.00%
374 NEWS CORP CL A 9 0 0.00%
375 Capital Group Hldgs Inc 48,500 0 0.00%
376 ECOTALITY INC XXX 1,740 0 0.00%
377 FRONTIER COMM 47 0 0.00%
378 GENERAL STEEL HOLDINGS INC 460 0 0.00%
379 GLOBAL X FDS 26 0 0.00%
380 GAP INC DEL 2 0 0.00%
381 WAVE SYSTEMS CORP 1,000 0 0.00%
382 CHUNGHWA TELECOM CO LTD 13 0 0.00%
383 DEVON ENERGY CORP NEW 7 0 0.00%
384 GLOBALSCAPE INC 35 0 0.00%
385 MGM RESORTS INTERNATIONAL 14 0 0.00%
386 CHESAPEAKE ENERGY CORP 51 0 0.00%
387 UNION PAC CORP 4 0 0.00%
388 Zenn Motor Co Inc 405 0 0.00%
389 ZIOPHARM ONCOLOGY INC 40 0 0.00%
390 PENN WEST 120 0 0.00%
391 CALIFORNIA RES CORP 40 0 0.00%
392 YINGLI GREEN ENERGY HLDG CO 16 0 0.00%
393 PACWEST BANCORP DEL COM 7 0 0.00%
394 ATRM HLDGS INC 100 0 0.00%
395 BORDERS GROUP INC BANKRUPTCY EFF 1/13/2012 TRANSFER OF SECURITY OR OPTION IN(NV) 1,500 0 0.00%
396 Dominion Resources Black Warri 250 0 0.00%
397 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 5 0 0.00%
398 SEVENTY SEVEN ENERGY INC - escrow shares 3 0 0.00%
Page 8 of 8

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001630360-15-000008, filed 2015.11.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.