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SPDR S&P 600 SMALL CAP GROWTH ETF
SPDR S&P 600 SMALL CAP GROWTH ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 60 Institutional holders with a total value of $227,856,505.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 TMFS HOLDINGS LLC 337,766 58,869,000 25.84%
2 Capital Directions Investment Advisors, LLC 186,869 32,508,000 14.27%
3 LPL Financial LLC 98,939 17,810,000 7.82%
4 Noven Financial Group, Inc. 86,053 14,998,000 6.58%
5 BANK OF AMERICA CORP /DE/ 68,363 11,915,000 5.23%
6 MORGAN STANLEY 65,788 11,467,000 5.03%
7 WELLS FARGO & COMPANY/MN 60,168 10,487,000 4.60%
8 J.P. Turner & Co Capital Mnagement, LLC 51,676 9,007,000 3.95%
9 HighTower Advisors, LLC 48,225 8,402,000 3.69%
10 JANE STREET GROUP, LLC 33,427 5,826,000 2.56%
11 KRILOGY FINANCIAL LLC 32,788 5,715,000 2.51%
12 UBS Group AG 30,485 5,313,000 2.33%
13 ASSETMARK, INC 29,510 5,143,000 2.26%
14 CITADEL ADVISORS LLC 22,092 3,855,000 1.69%
15 Commonwealth Equity Services, Inc 21,235 3,701,000 1.62%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,043 3,672,000 1.61%
17 Tradewinds Capital Management, LLC 17,537 3,057,000 1.34%
18 B. Riley Wealth Advisors, Inc. 13,214 2,303,000 1.01%
19 UNITED CAPITAL FINANCIAL ADVISORS, LLC 12,932 2,254,000 0.99%
20 EisnerAmper Wealth Management Corporate Benefits, LLC 9,349 1,629,000 0.71%
21 PINNACLE FINANCIAL PARTNERS INC 7,375 1,285,000 0.56%
22 Courage Miller Partners, LLC 6,848 1,194,000 0.52%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,759 1,004,000 0.44%
24 Citizens Business Bank 5,648 984,000 0.43%
25 ATHERTON LANE ADVISERS, LLC 5,335 930,000 0.41%
26 ROYAL BANK OF CANADA 3,830 668,000 0.29%
27 ENVESTNET ASSET MANAGEMENT INC 3,616 630,000 0.28%
28 Atlas Brown,Inc. 2,986 520,000 0.23%
29 Freedom Investment Management, Inc. 4,219 355,000 0.16%
30 SG Americas Securities, LLC 1,923 335,000 0.15%
31 Investors Capital Advisory Services 1,654 288,000 0.13%
32 MSI Financial Services Inc 1,391 242,000 0.11%
33 Regal Investment Advisors LLC 1,320 230,000 0.10%
34 Joel Isaacson & Co., LLC 850 148,000 0.06%
35 AMERICAN INTERNATIONAL GROUP, INC. 655 114,000 0.05%
36 ARROW FINANCIAL CORP 625 109,000 0.05%
37 REILLY FINANCIAL ADVISORS, LLC 571 100,000 0.04%
38 SIGNATUREFD, LLC 552 96,000 0.04%
39 NEXT Financial Group, Inc 497 86,000 0.04%
40 CT Financial Advisors LLC 465 81,096 0.04%
41 Vantage Investment Advisors, LLC 446 78,000 0.03%
42 Baltimore-Washington Financial Advisors, Inc. 300 52,000 0.02%
43 CITIGROUP INC 270 47,000 0.02%
44 MANUFACTURERS LIFE INSURANCE COMPANY, THE 256 45,000 0.02%
45 PNC FINANCIAL SERVICES GROUP, INC. 259 45,000 0.02%
46 Argentus Capital Management, LLC 241 42,000 0.02%
47 GLENMEDE TRUST CO NA 207 36,000 0.02%
48 HUNTINGTON NATIONAL BANK 175 31,000 0.01% PRN
49 Simplicity Solutions, LLC 163 28,409 0.01%
50 Corbenic Partners LLC 157 27,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.