| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UNITED STATES STL CORP NEW | 10,000 | 1,000 | 0.00% | Put | |
| 2 | TRIANGLE PETE CORP | 10,675 | 8,000 | 0.00% | ||
| 3 | PALATIN TECHNOLOGIES INC COM | 12,000 | 8,000 | 0.00% | ||
| 4 | Abraxas Petroleum Corp | 10,000 | 11,000 | 0.00% | ||
| 5 | NEURALSTEM INC COM | 17,000 | 18,000 | 0.00% | ||
| 6 | RAIT FINANCIAL TRUST | 10,769 | 29,000 | 0.01% | ||
| 7 | PROSPECT CAPITAL CORPORATION | 35,000 | 33,000 | 0.01% | PRN | |
| 8 | SIRIUS XM HOLDINGS INC | 12,770 | 52,000 | 0.01% | ||
| 9 | INVESCO MUNI INCOME OPP TRST | 11,118 | 81,000 | 0.02% | ||
| 10 | NUVEEN CR STRATEGIES INCOME FD COM SHS | 12,503 | 98,000 | 0.02% | ||
| 11 | Gramercy PPTY TR Com | 13,473 | 104,000 | 0.02% | ||
| 12 | DNP SELECT INCOME FD INC | 11,800 | 106,000 | 0.02% | ||
| 13 | MACATAWA BK CORP | 17,813 | 108,000 | 0.02% | ||
| 14 | ISHARES INC | 10,089 | 112,000 | 0.02% | ||
| 15 | TELEFONICA S A | 10,726 | 119,000 | 0.02% | ||
| 16 | NUVEEN QUALITY PFD INC FD 3 | 14,100 | 120,000 | 0.03% | ||
| 17 | HP INC | 12,227 | 145,000 | 0.03% | ||
| 18 | OLD NATL BANCORP IND COM | 11,479 | 156,000 | 0.03% | ||
| 19 | AEGON N V | 27,761 | 157,000 | 0.03% | ||
| 20 | Lloyds Banking Group Plc | 38,103 | 166,000 | 0.03% | ||
| 21 | ROCKWELL MED INC | 16,686 | 171,000 | 0.04% | ||
| 22 | Aviva PLC Spon ADR | 11,591 | 176,000 | 0.04% | ||
| 23 | CHINA LIFE INS CO LTD | 11,690 | 187,000 | 0.04% | ||
| 24 | ASSOCIATED BANC CORP | 10,000 | 188,000 | 0.04% | ||
| 25 | HEWLETT PACKARD ENTERPRISE C | 12,540 | 191,000 | 0.04% | ||
| 26 | John Hancock Premium Dividend Fund | 14,149 | 194,000 | 0.04% | ||
| 27 | WAYNE SVGS BANCSHARES INC NE | 15,137 | 200,000 | 0.04% | ||
| 28 | WADDELL & REED FINL INC | 7,010 | 201,000 | 0.04% | ||
| 29 | EXPRESS SCRIPTS HLDG CO | 2,308 | 202,000 | 0.04% | ||
| 30 | ISHARES NORTH AMERICAN NATURAL RESOURCES ETF | 7,176 | 202,000 | 0.04% | ||
| 31 | WASHINGTONFIRST BANKSHARES I | 8,913 | 202,000 | 0.04% | ||
| 32 | TRAVELERS COMPANIES INC | 1,790 | 202,000 | 0.04% | ||
| 33 | SPROUTS FMRS MKT INC | 7,605 | 202,000 | 0.04% | ||
| 34 | COOPER TIRE RUBR CO | 5,328 | 202,000 | 0.04% | ||
| 35 | WESTROCK CO | 4,469 | 204,000 | 0.04% | ||
| 36 | AFLAC INC | 3,407 | 204,000 | 0.04% | ||
| 37 | AON PLC | 2,229 | 206,000 | 0.04% | ||
| 38 | BECTON DICKINSON & CO | 1,364 | 210,000 | 0.04% | ||
| 39 | ANTHEM INC | 1,505 | 210,000 | 0.04% | ||
| 40 | ALEXION PHARMACEUTIC | 1,112 | 212,000 | 0.04% | ||
| 41 | Ruby Tuesday Inc | 7,924 | 212,000 | 0.04% | ||
| 42 | TESORO CORP | 2,043 | 215,000 | 0.05% | ||
| 43 | CREDIT SUISSE GROUP | 9,911 | 215,000 | 0.05% | ||
| 44 | PRUDENTIAL FINL INC | 2,655 | 216,000 | 0.05% | ||
| 45 | XCEL ENERGY INC | 6,005 | 216,000 | 0.05% | ||
| 46 | EDWARDS LIFESCIENCES CORP | 2,808 | 222,000 | 0.05% | ||
| 47 | PRECISION CASTPARTS | 960 | 223,000 | 0.05% | ||
| 48 | HEXCEL CORP NEW COM | 4,805 | 223,000 | 0.05% | ||
| 49 | NEOGEN CORP COM | 3,953 | 223,000 | 0.05% | ||
| 50 | HARRIS CORP | 2,595 | 225,000 | 0.05% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001633037-16-000032, filed 2016.02.11).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
