| 1 |
SIT INVESTMENT ASSOCIATES INC |
926,215 |
7,864,000 |
22.75% |
|
|
| 2 |
UBS Group AG |
645,872 |
5,484,000 |
15.86% |
|
|
| 3 |
LPL Financial LLC |
286,318 |
2,448,000 |
7.08% |
|
|
| 4 |
Invesco Ltd. |
264,745 |
2,248,000 |
6.50% |
|
|
| 5 |
Arete Wealth Advisors, LLC |
165,037 |
1,401,000 |
4.05% |
|
|
| 6 |
CREDIT SUISSE AG/ |
152,500 |
1,295,000 |
3.75% |
|
|
| 7 |
MORGAN STANLEY |
149,713 |
1,271,000 |
3.68% |
|
|
| 8 |
WELLS FARGO & COMPANY/MN |
99,169 |
842,000 |
2.44% |
|
|
| 9 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
97,578 |
828,000 |
2.40% |
|
|
| 10 |
RAYMOND JAMES & ASSOCIATES |
97,392 |
827,000 |
2.39% |
|
|
| 11 |
FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX |
96,920 |
823,000 |
2.38% |
|
|
| 12 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
86,404 |
734,000 |
2.12% |
|
|
| 13 |
Commonwealth Equity Services, Inc |
81,452 |
692,000 |
2.00% |
|
|
| 14 |
ROYAL BANK OF CANADA |
79,802 |
677,000 |
1.96% |
|
|
| 15 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC |
73,756 |
626,000 |
1.81% |
|
|
| 16 |
ENVESTNET ASSET MANAGEMENT INC |
72,118 |
612,000 |
1.77% |
|
|
| 17 |
PROFICIO CAPITAL PARTNERS LLC |
70,542 |
599,000 |
1.73% |
|
|
| 18 |
GUGGENHEIM CAPITAL LLC |
67,652 |
575,000 |
1.66% |
|
|
| 19 |
Global Endowment Management, LP |
60,000 |
509,000 |
1.47% |
|
|
| 20 |
Saba Capital Management, L.P. |
57,494 |
488,000 |
1.41% |
|
|
| 21 |
CITIGROUP INC |
53,917 |
458,000 |
1.32% |
|
|
| 22 |
BANK OF AMERICA CORP /DE/ |
53,297 |
452,000 |
1.31% |
|
|
| 23 |
Shaker Financial Services, LLC |
42,300 |
359,000 |
1.04% |
|
|
| 24 |
US FINANCIAL ADVISORS, LLC |
37,904 |
322,000 |
0.93% |
|
|
| 25 |
Horizon Kinetics LLC |
31,624 |
268,000 |
0.78% |
|
|
| 26 |
Weiss Asset Management LP |
28,933 |
246,000 |
0.71% |
|
|
| 27 |
DOLIVER ADVISORS, LP |
26,273 |
223,000 |
0.65% |
|
|
| 28 |
STIFEL FINANCIAL CORP |
249 |
215,000 |
0.62% |
|
|
| 29 |
NATIONAL PLANNING CORP |
24,100 |
207,000 |
0.60% |
|
|
| 30 |
MARINER INVESTMENT GROUP LLC |
15,870 |
135,000 |
0.39% |
|
|
| 31 |
IFP ADVISORS, INC |
15,316 |
130,000 |
0.38% |
|
|
| 32 |
SHUFRO ROSE & CO LLC |
14,150 |
120,000 |
0.35% |
|
|
| 33 |
Rehmann Capital Advisory Group |
14,100 |
120,000 |
0.35% |
|
|
| 34 |
Laurion Capital Management LP |
12,693 |
108,000 |
0.31% |
|
|
| 35 |
EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC |
11,200 |
95,000 |
0.27% |
|
|
| 36 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
8,102 |
68,000 |
0.20% |
|
|
| 37 |
CITY HOLDING CO |
4,500 |
38,000 |
0.11% |
|
|
| 38 |
AUSDAL FINANCIAL PARTNERS, INC. |
3,800 |
32,000 |
0.09% |
|
|
| 39 |
MSI Financial Services Inc |
3,740 |
32,000 |
0.09% |
|
|
| 40 |
Thomas J. Herzfeld Advisors, Inc. |
3,084 |
26,000 |
0.08% |
|
|
| 41 |
SIGNATUREFD, LLC |
2,000 |
17,000 |
0.05% |
|
|
| 42 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,867 |
16,000 |
0.05% |
|
|
| 43 |
ALLEGIS INVESTMENT ADVISORS, LLC |
1,569 |
13,000 |
0.04% |
|
|
| 44 |
NEXT Financial Group, Inc |
1,500 |
12,000 |
0.03% |
|
|
| 45 |
Clearbridge Investments, LLC |
1,000 |
8,000 |
0.02% |
|
|
| 46 |
Commonwealth Financial Services, LLC |
500 |
4,000 |
0.01% |
|
|
| 47 |
Winfield Associates, Inc. |
229 |
2,000 |
0.01% |
|
|
| 48 |
Tower Research Capital LLC (TRC) |
100 |
1,000 |
0.00% |
|
|
| 49 |
Gradient Investments LLC |
50 |
0 |
0.00% |
|
|
| 50 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
22 |
0 |
0.00% |
|
|
