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Institutional Investment Manager
POINTE CAPITAL MANAGEMENT LLC
POINTE CAPITAL MANAGEMENT LLC (CIK: 0001640335). Institutional holdings reported to the SEC.
Institutional Holdings (2016Q4)
Portfolio Summary: 146 holdings with a total value of $175,203,111.
#
Name
Shares
Value ($)
%
Options
Notes
51 IONIS PHARMACEUTICALS INC COM 16,543 791,251 0.45%
52 ISHARES TR 8,497 752,651 0.43%
53 ISHARES TR 4,624 749,300 0.43%
54 PFIZER INC 22,504 730,929 0.42%
55 MICROSOFT CORP 11,466 712,534 0.41%
56 SPDR INDEX SHS FDS 9,422 707,911 0.40%
57 NUVEEN PFD INCOME OPPORTUN 69,340 682,305 0.39%
58 WISDOMTREE TR 8,243 658,615 0.38%
59 CELGENE CORP 5,660 655,145 0.37%
60 JOHNSON CTLS INTL PLC 15,859 653,232 0.37%
61 BLACKROCK INC 1,650 627,891 0.36%
62 COLGATE PALMOLIVE CO 9,127 597,270 0.34%
63 MFS CHARTER INCOME TR 68,800 586,176 0.33%
64 POWERSHARES ETF TRUST II 24,916 582,053 0.33%
65 ISHARES TR NEW YORK MUN ETF 5,340 581,472 0.33%
66 ISHARES TR 16,463 576,398 0.33%
67 JOHNSON & JOHNSON 4,975 573,195 0.33%
68 ALPHABET INC 717 568,186 0.32%
69 MASTERCARD INCORPORATED 5,500 567,875 0.32%
70 ISHARES TR 2,483 558,790 0.32%
71 GOLDMAN SACHS GROUP INC 2,294 549,298 0.31%
72 DISNEY WALT CO 5,194 541,318 0.31%
73 THERMO FISHER SCIENTIFIC INC 3,720 524,892 0.30%
74 ISHARES TR 1,935 513,510 0.29%
75 HOME DEPOT INC 3,773 505,883 0.29%
76 EXXON MOBIL CORP 5,547 500,672 0.29%
77 VANGUARD INTL EQUITY INDEX F 5,234 492,221 0.28%
78 SPDR S&P 500 ETF TR 2,098 468,965 0.27%
79 ISHARES TR 2,575 460,564 0.26%
80 3M CO 2,553 455,889 0.26%
81 ENTERPRISE PRODS PARTNERS L 16,700 451,568 0.26%
82 ORACLE CORP 11,694 449,649 0.26%
83 GENERAL DYNAMICS CORP 2,575 444,599 0.25%
84 Apple Computer Inc 3,834 444,053 0.25%
85 SCHWAB EMERGING MARKETS EQUITY ETF 19,391 418,085 0.24%
86 O REILLY AUTOMOTIVE INC NEW 1,500 417,615 0.24%
87 GENERAL ELECTRIC CO 13,064 412,840 0.24%
88 WISDOMTREE TR 9,592 410,739 0.23%
89 WISDOMTREE TR 7,390 409,184 0.23%
90 ALPHABET INC 519 400,574 0.23%
91 SPDR SER TR 6,900 383,433 0.22%
92 ISHARES RUSSELL 2000 VALUE ETF 3,208 381,589 0.22%
93 POWERSHARES ETF TR II 13,294 375,713 0.21%
94 Becton Dickinson & C 2,235 370,004 0.21%
95 PROCTER AND GAMBLE CO 4,284 360,198 0.21%
96 ISHARES INC 9,040 357,747 0.20%
97 SCHWAB CHARLES CORP REDEMPTION $25/SH 12/1/17 9,000 355,230 0.20%
98 INTERNATIONAL BUSINESS MACHS 2,111 350,404 0.20%
99 INTEL CORP JR SB CONV DB 35 9,511 344,992 0.20%
100 UNION PAC CORP 3,295 341,662 0.20%
Page 2 of 3

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001640335-17-000001, filed 2017.02.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.