| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RELATIVE VALUE PARTNERS GROUP, LLC | 4,256,525 | 36,266,000 | 21.90% | ||
| 2 | MORGAN STANLEY | 3,158,420 | 26,910,000 | 16.25% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 1,819,294 | 15,500,000 | 9.36% | ||
| 4 | WELLS FARGO & COMPANY/MN | 1,608,216 | 13,702,000 | 8.27% | ||
| 5 | Saba Capital Management, L.P. | 1,418,970 | 12,090,000 | 7.30% | ||
| 6 | 1607 Capital Partners, LLC | 1,323,822 | 11,279,000 | 6.81% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,021,354 | 8,702,000 | 5.26% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 696,911 | 5,938,000 | 3.59% | ||
| 9 | Invesco Ltd. | 678,330 | 5,780,000 | 3.49% | ||
| 10 | KOVITZ INVESTMENT GROUP PARTNERS, LLC | 539,602 | 4,598,000 | 2.78% | ||
| 11 | PHH INVESTMENTS, LTD. | 3,000 | 3,000,000 | 1.81% | ||
| 12 | KELMAN-LAZAROV, INC. | 275,183 | 2,344,559 | 1.42% | ||
| 13 | CITIGROUP INC | 249,784 | 2,128,000 | 1.29% | ||
| 14 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 246,651 | 2,101,000 | 1.27% | ||
| 15 | STIFEL FINANCIAL CORP | 205,883 | 1,754,000 | 1.06% | ||
| 16 | Point View Wealth Management, Inc. | 161,601 | 1,377,000 | 0.83% | ||
| 17 | Laurion Capital Management LP | 159,127 | 1,356,000 | 0.82% | ||
| 18 | RAYMOND JAMES & ASSOCIATES | 133,812 | 1,140,000 | 0.69% | ||
| 19 | UBS Group AG | 128,584 | 1,096,000 | 0.66% | ||
| 20 | HighTower Advisors, LLC | 127,951 | 1,089,000 | 0.66% | ||
| 21 | Fiera Capital Corp | 121,078 | 1,032,000 | 0.62% | ||
| 22 | WEDBUSH SECURITIES INC | 73,013 | 622,000 | 0.38% | ||
| 23 | POINTE CAPITAL MANAGEMENT LLC | 68,800 | 586,176 | 0.35% | ||
| 24 | STARFIRE INVESTMENT ADVISERS, INC. | 68,800 | 586,176 | 0.35% | ||
| 25 | Cambridge Investment Research Advisors, Inc. | 67,864 | 578,000 | 0.35% | ||
| 26 | Gilman Hill Asset Management, LLC | 56,700 | 483,000 | 0.29% | ||
| 27 | Benchmark Capital Advisors | 53,650 | 457,000 | 0.28% | ||
| 28 | LPL Financial LLC | 47,926 | 411,000 | 0.25% | ||
| 29 | INTRINSIC EDGE CAPITAL MANAGEMENT LLC | 40,000 | 341,000 | 0.21% | ||
| 30 | DOLIVER ADVISORS, LP | 29,016 | 247,000 | 0.15% | ||
| 31 | ADVISOR GROUP, INC. | 23,721 | 202,000 | 0.12% | ||
| 32 | ROYAL BANK OF CANADA | 20,974 | 179,000 | 0.11% | ||
| 33 | Commonwealth Equity Services, Inc | 20,892 | 178,000 | 0.11% | ||
| 34 | PNC FINANCIAL SERVICES GROUP, INC. | 20,130 | 172,000 | 0.10% | ||
| 35 | Global Endowment Management, LP | 20,000 | 170,000 | 0.10% | ||
| 36 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 13,508 | 115,000 | 0.07% | ||
| 37 | BANK OF MONTREAL /CAN/ | 12,633 | 105,000 | 0.06% | ||
| 38 | PHILADELPHIA TRUST CO | 12,000 | 102,000 | 0.06% | ||
| 39 | GUGGENHEIM CAPITAL LLC | 11,054 | 94,000 | 0.06% | ||
| 40 | Rock Point Advisors, LLC | 10,900 | 93,000 | 0.06% | ||
| 41 | M&R CAPITAL MANAGEMENT INC | 10,000 | 85,000 | 0.05% | ||
| 42 | FIFTH THIRD BANCORP | 9,650 | 82,000 | 0.05% | ||
| 43 | PAYDEN & RYGEL | 9,400 | 80,000 | 0.05% | ||
| 44 | MSI Financial Services Inc | 8,092 | 69,000 | 0.04% | ||
| 45 | Carroll Financial Associates, Inc. | 7,578 | 64,000 | 0.04% | ||
| 46 | Creative Planning | 6,675 | 57,000 | 0.03% | ||
| 47 | Thomas J. Herzfeld Advisors, Inc. | 4,057 | 35,000 | 0.02% | ||
| 48 | Chicago Partners Investment Group LLC | 3,610 | 31,000 | 0.02% | ||
| 49 | FIRST PREMIER BANK | 3,358 | 29,000 | 0.02% | ||
| 50 | WFG Advisors, LP | 2,942 | 25,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
