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Institutional Investment Manager
PROFICIO CAPITAL PARTNERS LLC
PROFICIO CAPITAL PARTNERS LLC (CIK: 0001654175). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 1,174 holdings with a total value of $235,727,000.
#
Name
Shares
Value ($)
%
Options
Notes
1151 PROSHARES TR 50,025 2,042,000 0.87%
1152 ISHARES SILVER TR 138,915 2,099,000 0.89%
1153 KKR INCOME OPPORTUNITIES FD 133,641 2,142,000 0.91%
1154 WISDOMTREE TR 37,830 2,171,000 0.92%
1155 EATON VANCE FLTG RATE INCOM 131,574 2,255,000 0.96%
1156 WISDOMTREE CONTINUOUS COMMOD 121,790 2,354,000 1.00%
1157 VANGUARD WORLD FD 19,861 2,413,000 1.02%
1158 VANGUARD INDEX FDS 11,938 2,451,000 1.04%
1159 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 484,082 2,483,000 1.05%
1160 ALPHABET INC 3,286 2,536,000 1.08%
1161 BLACKROCK MUN 2030 TAR TERM 118,047 2,577,000 1.09%
1162 DUFF PHELPS UTLITY AND INF 183,339 2,842,000 1.21%
1163 BLACKROCK CR ALLOCATION INCO 261,052 3,386,000 1.44%
1164 SCHWAB US DIVIDEND EQUITY ETF 78,067 3,401,000 1.44%
1165 JPMORGAN CHASE & CO 41,481 3,579,000 1.52%
1166 EATON VANCE TAX MNGD BUY WRI 323,734 3,668,000 1.56%
1167 ETFS PHYSICAL PALLADIUM SHARES 58,536 3,817,000 1.62%
1168 ISHARES S&P GSCI COMMODITY I 259,435 4,065,000 1.72%
1169 BP PLC 111,677 4,174,000 1.77%
1170 BANK AMER CORP 207,423 4,584,000 1.94%
1171 NUVEEN AMT FREE QLTY MUN INC 389,236 5,192,000 2.20%
1172 ISHARES TR 237,180 6,195,000 2.63%
1173 SPDR S&P 500 ETF TR 94,757 21,181,000 8.99%
1174 SPDR S&P 500 ETF TR 182,000 40,682,000 17.26% Put
Page 24 of 24

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001654175-17-000001, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.