| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 3,303,207 | 16,946,000 | 13.54% | ||
| 2 | MORGAN STANLEY | 2,599,390 | 13,336,000 | 10.66% | ||
| 3 | 1607 Capital Partners, LLC | 2,564,796 | 13,157,000 | 10.52% | ||
| 4 | WELLS FARGO & COMPANY/MN | 1,810,888 | 9,290,000 | 7.43% | ||
| 5 | CORNERSTONE ADVISORS INC | 1,496,064 | 7,675,000 | 6.13% | ||
| 6 | DESCHUTES PORTFOLIO STRATEGY, LLC | 1,432,991 | 7,351,000 | 5.88% | ||
| 7 | Advisors Asset Management, Inc. | 1,048,124 | 5,377,000 | 4.30% | ||
| 8 | ALPINE WOODS CAPITAL INVESTORS, LLC | 860,496 | 4,414,000 | 3.53% | ||
| 9 | Vident Investment Advisory, LLC | 835,608 | 4,278,000 | 3.42% | ||
| 10 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 716,686 | 3,677,000 | 2.94% | ||
| 11 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 572,087 | 2,935,000 | 2.35% | ||
| 12 | PROFICIO CAPITAL PARTNERS LLC | 484,082 | 2,483,000 | 1.98% | ||
| 13 | WFG Advisors, LP | 479,158 | 2,458,000 | 1.96% | ||
| 14 | GUGGENHEIM CAPITAL LLC | 404,746 | 2,077,000 | 1.66% | ||
| 15 | SENTINEL TRUST CO LBA | 402,226 | 2,063,000 | 1.65% | ||
| 16 | WOLVERINE ASSET MANAGEMENT LLC | 391,582 | 2,008,000 | 1.60% | ||
| 17 | DOLIVER ADVISORS, LP | 348,721 | 1,789,000 | 1.43% | ||
| 18 | Invesco Ltd. | 340,858 | 1,749,000 | 1.40% | ||
| 19 | AQR ARBITRAGE LLC | 329,906 | 1,692,000 | 1.35% | ||
| 20 | BANK OF AMERICA CORP /DE/ | 319,709 | 1,640,000 | 1.31% | ||
| 21 | ROYAL BANK OF CANADA | 305,407 | 1,567,000 | 1.25% | ||
| 22 | CLOUGH CAPITAL PARTNERS L P | 273,100 | 1,401,000 | 1.12% | ||
| 23 | RAYMOND JAMES & ASSOCIATES | 257,729 | 1,322,000 | 1.06% | ||
| 24 | Laurion Capital Management LP | 235,475 | 1,208,000 | 0.97% | ||
| 25 | ROBINSON CAPITAL MANAGEMENT, LLC | 231,058 | 1,185,000 | 0.95% | ||
| 26 | Raymond James Financial Services Advisors, Inc. | 203,570 | 1,044,000 | 0.83% | ||
| 27 | GEODE CAPITAL MANAGEMENT, LLC | 194,232 | 996,000 | 0.80% | ||
| 28 | STIFEL FINANCIAL CORP | 153,902 | 792,000 | 0.63% | ||
| 29 | LPL Financial LLC | 144,363 | 739,000 | 0.59% | ||
| 30 | Private Advisor Group, LLC | 127,293 | 670,000 | 0.54% | ||
| 31 | D.A. DAVIDSON & CO. | 128,188 | 657,000 | 0.53% | ||
| 32 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 122,254 | 627,000 | 0.50% | ||
| 33 | ADVISOR GROUP, INC. | 118,442 | 608,000 | 0.49% | ||
| 34 | Ancora Advisors LLC | 104,697 | 537,000 | 0.43% | ||
| 35 | DEUTSCHE BANK AG\ | 83,526 | 428,000 | 0.34% | ||
| 36 | Cambridge Investment Research Advisors, Inc. | 76,383 | 392,000 | 0.31% | ||
| 37 | Weiss Asset Management LP | 71,286 | 366,000 | 0.29% | ||
| 38 | Janney Montgomery Scott LLC | 66,975 | 344,000 | 0.27% | ||
| 39 | MSI Financial Services Inc | 65,909 | 338,000 | 0.27% | ||
| 40 | MILLENNIUM MANAGEMENT LLC | 59,419 | 305,000 | 0.24% | ||
| 41 | Hilltop Holdings Inc. | 44,835 | 230,000 | 0.18% | ||
| 42 | OPPENHEIMER & CO INC | 44,200 | 227,000 | 0.18% | ||
| 43 | TFS CAPITAL LLC | 41,911 | 215,000 | 0.17% | ||
| 44 | Round Table Services, LLC | 39,400 | 202,000 | 0.16% | ||
| 45 | WEDBUSH SECURITIES INC | 38,958 | 200,000 | 0.16% | ||
| 46 | FIDUCIARY TRUST INTERNATIONAL LLC | 32,872 | 169,000 | 0.14% | ||
| 47 | Creative Planning | 32,418 | 166,000 | 0.13% | ||
| 48 | CSS LLC/IL | 28,355 | 145,000 | 0.12% | ||
| 49 | Curi Capital, LLC | 28,000 | 144,000 | 0.12% | ||
| 50 | USCA RIA LLC | 26,666 | 137,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
