| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 10,509,384 | 136,308,000 | 23.70% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 3,574,510 | 46,361,000 | 8.06% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 3,377,954 | 43,812,000 | 7.62% | ||
| 4 | Karpus Management, Inc. | 3,247,452 | 42,119,000 | 7.32% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,145,361 | 40,795,000 | 7.09% | ||
| 6 | RELATIVE VALUE PARTNERS GROUP, LLC | 2,226,895 | 28,883,000 | 5.02% | ||
| 7 | MORGAN STANLEY | 1,278,390 | 16,581,000 | 2.88% | ||
| 8 | Invesco Ltd. | 1,130,592 | 14,664,000 | 2.55% | ||
| 9 | Nuveen Asset Management, LLC | 1,112,571 | 14,430,000 | 2.51% | ||
| 10 | Spectrum Asset Management, Inc. | 966,571 | 12,536,000 | 2.18% | ||
| 11 | McGowan Group Asset Management, Inc. | 883,683 | 11,461,000 | 1.99% | ||
| 12 | UBS Group AG | 862,678 | 11,189,000 | 1.95% | ||
| 13 | Oxbow Advisors, LLC | 824,784 | 10,697,000 | 1.86% | ||
| 14 | Edgemoor Investment Advisors, Inc. | 766,360 | 9,940,000 | 1.73% | ||
| 15 | ADVOCACY WEALTH MANAGEMENT SERVICES, LLC | 758,753 | 9,841,000 | 1.71% | ||
| 16 | ROYAL BANK OF CANADA | 753,558 | 9,773,000 | 1.70% | ||
| 17 | FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | 641,704 | 8,323,000 | 1.45% | ||
| 18 | NWAM LLC | 641,587 | 8,321,000 | 1.45% | ||
| 19 | Capital Investment Advisors, LLC | 465,905 | 6,043,000 | 1.05% | ||
| 20 | BESSEMER GROUP INC | 456,490 | 5,921,000 | 1.03% | ||
| 21 | Apollo Management Holdings, L.P. | 424,242 | 5,502,000 | 0.96% | ||
| 22 | FIRST FOUNDATION ADVISORS | 417,635 | 5,417,000 | 0.94% | ||
| 23 | Johnson Financial Group, Inc. | 351,098 | 4,554,000 | 0.79% | ||
| 24 | M&R CAPITAL MANAGEMENT INC | 322,920 | 4,188,000 | 0.73% | ||
| 25 | Lehman Financial Resources, Inc. | 316,860 | 4,109,000 | 0.71% | ||
| 26 | MILLENNIUM MANAGEMENT LLC | 267,639 | 3,471,000 | 0.60% | ||
| 27 | PROFICIO CAPITAL PARTNERS LLC | 261,052 | 3,386,000 | 0.59% | ||
| 28 | RAYMOND JAMES & ASSOCIATES | 258,629 | 3,354,000 | 0.58% | ||
| 29 | BlackRock Group LTD | 253,255 | 3,285,000 | 0.57% | ||
| 30 | LPL Financial LLC | 230,220 | 3,016,000 | 0.52% | ||
| 31 | Raymond James Financial Services Advisors, Inc. | 225,844 | 2,929,000 | 0.51% | ||
| 32 | HighTower Advisors, LLC | 190,717 | 2,481,000 | 0.43% | ||
| 33 | ProVise Management Group, LLC | 182,138 | 2,363,000 | 0.41% | ||
| 34 | GUGGENHEIM CAPITAL LLC | 163,634 | 2,123,000 | 0.37% | ||
| 35 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 160,174 | 2,077,000 | 0.36% | ||
| 36 | NEW VERNON INVESTMENT MANAGEMENT LLC | 140,284 | 1,819,000 | 0.32% | ||
| 37 | ASHFORD CAPITAL MANAGEMENT INC | 127,988 | 1,660,000 | 0.29% | ||
| 38 | Commonwealth Equity Services, Inc | 123,874 | 1,607,000 | 0.28% | ||
| 39 | EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC | 120,656 | 1,565,000 | 0.27% | ||
| 40 | STIFEL FINANCIAL CORP | 104,980 | 1,357,000 | 0.24% | ||
| 41 | Fiera Capital Corp | 103,050 | 1,337,000 | 0.23% | ||
| 42 | Global Endowment Management, LP | 100,000 | 1,297,000 | 0.23% | ||
| 43 | Jaffetilchin Investment Partners, LLC | 97,482 | 1,264,000 | 0.22% | ||
| 44 | WEDBUSH SECURITIES INC | 96,454 | 1,251,000 | 0.22% | ||
| 45 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 94,589 | 1,228,000 | 0.21% | ||
| 46 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 86,049 | 1,116,000 | 0.19% | ||
| 47 | ADVISOR GROUP, INC. | 77,148 | 1,001,000 | 0.17% | ||
| 48 | CAVALIER INVESTMENTS, LLC | 73,392 | 952,000 | 0.17% | ||
| 49 | Horizon Kinetics LLC | 71,329 | 925,000 | 0.16% | ||
| 50 | Private Advisor Group, LLC | 71,174 | 922,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
