| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 3,343,860 | 44,607,000 | 10.27% | ||
| 2 | WELLS FARGO & COMPANY/MN | 3,223,626 | 43,003,000 | 9.90% | ||
| 3 | UBS Group AG | 3,217,940 | 42,927,000 | 9.88% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,059,430 | 40,813,000 | 9.40% | ||
| 5 | MACKAY SHIELDS LLC | 1,795,140 | 23,947,000 | 5.51% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 1,340,095 | 17,877,000 | 4.12% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 1,244,201 | 16,598,000 | 3.82% | ||
| 8 | Oxbow Advisors, LLC | 1,218,368 | 16,253,000 | 3.74% | ||
| 9 | ROBINSON CAPITAL MANAGEMENT, LLC | 822,079 | 10,967,000 | 2.52% | ||
| 10 | Karpus Management, Inc. | 819,160 | 10,928,000 | 2.52% | ||
| 11 | Invesco Ltd. | 812,955 | 10,845,000 | 2.50% | ||
| 12 | SIT INVESTMENT ASSOCIATES INC | 747,432 | 9,971,000 | 2.30% | ||
| 13 | Advisors Asset Management, Inc. | 572,808 | 7,641,000 | 1.76% | ||
| 14 | 1607 Capital Partners, LLC | 561,458 | 7,490,000 | 1.72% | ||
| 15 | Commonwealth Equity Services, Inc | 544,911 | 7,269,000 | 1.67% | ||
| 16 | HighTower Advisors, LLC | 473,243 | 6,307,000 | 1.45% | ||
| 17 | Horizon Kinetics LLC | 452,146 | 6,032,000 | 1.39% | ||
| 18 | VAN ECK ASSOCIATES CORP | 444,188 | 5,925,000 | 1.36% | ||
| 19 | Fiera Capital Corp | 436,065 | 5,817,000 | 1.34% | ||
| 20 | LPL Financial LLC | 435,003 | 5,772,000 | 1.33% | ||
| 21 | PROFICIO CAPITAL PARTNERS LLC | 389,236 | 5,192,000 | 1.20% | ||
| 22 | STIFEL FINANCIAL CORP | 370,295 | 4,934,000 | 1.14% | ||
| 23 | RAYMOND JAMES & ASSOCIATES | 308,689 | 4,118,000 | 0.95% | ||
| 24 | JFS WEALTH ADVISORS, LLC | 297,959 | 3,975,000 | 0.92% | ||
| 25 | ROYAL BANK OF CANADA | 279,311 | 3,726,000 | 0.86% | ||
| 26 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 221,461 | 2,954,000 | 0.68% | ||
| 27 | Tradewinds Capital Management, LLC | 165,487 | 2,208,000 | 0.51% | ||
| 28 | CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | 162,428 | 2,167,000 | 0.50% | ||
| 29 | 1832 Asset Management L.P. | 160,000 | 2,134,000 | 0.49% | ||
| 30 | COHEN & STEERS, INC. | 159,842 | 2,132,000 | 0.49% | ||
| 31 | BB&T SECURITIES, LLC | 144,373 | 2,107,000 | 0.49% | ||
| 32 | NORTHERN CAPITAL MANAGEMENT LLC | 156,090 | 2,082,000 | 0.48% | ||
| 33 | Capital Investment Advisors, LLC | 155,115 | 2,069,000 | 0.48% | ||
| 34 | GOODWIN DANIEL L | 150,332 | 2,006,000 | 0.46% | ||
| 35 | Raymond James Financial Services Advisors, Inc. | 142,432 | 1,900,000 | 0.44% | ||
| 36 | NATIONAL PLANNING CORP | 125,214 | 1,679,000 | 0.39% | ||
| 37 | FIRST TRUST ADVISORS LP | 115,932 | 1,547,000 | 0.36% | ||
| 38 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 115,981 | 1,547,000 | 0.36% | ||
| 39 | VICUS CAPITAL | 113,846 | 1,519,000 | 0.35% | ||
| 40 | PNC FINANCIAL SERVICES GROUP, INC. | 111,805 | 1,492,000 | 0.34% | ||
| 41 | Shamrock Asset Management LLC | 101,467 | 1,354,000 | 0.31% | ||
| 42 | Virtu KCG Holdings LLC | 100,650 | 1,343,000 | 0.31% | ||
| 43 | PUBLIC SECTOR PENSION INVESTMENT BOARD | 100,000 | 1,334,000 | 0.31% | ||
| 44 | Creative Planning | 99,479 | 1,327,000 | 0.31% | ||
| 45 | FIFTH THIRD BANCORP | 94,299 | 1,258,000 | 0.29% | ||
| 46 | NWAM LLC | 87,002 | 1,161,000 | 0.27% | ||
| 47 | BENJAMIN F. EDWARDS & COMPANY, INC. | 84,027 | 1,121,000 | 0.26% | ||
| 48 | Janney Montgomery Scott LLC | 82,763 | 1,104,000 | 0.25% | ||
| 49 | RAYMOND JAMES TRUST N.A. | 82,272 | 1,098,000 | 0.25% | ||
| 50 | Summit Financial Wealth Advisors, LLC | 79,521 | 1,061,000 | 0.24% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
