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Institutional Investment Manager
NWAM LLC
NWAM LLC (CIK: 0001655006) incorporated in Washington, located at 2835 82nd Ave Se, Mercer Island, WA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001085146-16-004404) filed in 2016.09.09
#
Name
Shares
Value ($)
%
Options
Notes
51 SPDR SER TR 29,208 1,209 0.42%
52 SPDR SER TR 15,890 769 0.26%
53 SPDR SER TR 3,595 265 0.09%
54 SPDR S&P MIDCAP 400 ETF TR 981 246 0.08%
55 SPDR S&P 500 ETF TR 6,463 1,209 0.42%
56 SPDR GOLD TR 4,371 540 0.19%
57 SOUTHWEST AIRLS CO 11,524 272 0.09%
58 SOURCE CAP INC 5,006 344 0.12%
59 SONUS NETWORKS INC 13,795 232 0.08%
60 SHIP FINANCE INTERNATIONAL L 10,627 191 0.07%
61 SEMPRA ENERGY 4,748 459 0.16%
62 SELECT SECTOR SPDR TR 30,301 1,256 0.43%
63 SANOFI 5,255 275 0.09%
64 RYDEX ETF TRUST 120,402 8,788 3.02%
65 ROYAL DUTCH SHELL PLC 3,287 257 0.09%
66 ROYAL DUTCH SHELL PLC 10,811 790 0.27%
67 RIO TINTO PLC 5,783 323 0.11%
68 REALTY INCOME CORP 69,457 2,838 0.98%
69 RAYTHEON CO 2,253 223 0.08%
70 QUALCOMM INC 16,948 1,337 0.46%
71 PUTNAM MUN OPPORTUNITIES TR 13,172 150 0.05%
72 PUTNAM MASTER INTER INCOME T 16,598 85 0.03%
73 PUTNAM MANAGED MUN INCOME TR 28,917 201 0.07%
74 PROCTER AND GAMBLE CO 66,733 5,379 1.85%
75 PRECISION CASTPARTS 3,508 887 0.31%
76 POWERSHARES QQQ TRUST 10,059 882 0.30%
77 POWERSHARES ETF TRUST 5,820 217 0.07%
78 POWERSHARES ETF TR II 87,388 1,246 0.43%
79 PIMCO CORPORATE INCOME OPP 16,640 301 0.10%
80 PIMCO CORPORATE INCM STRG 47,933 797 0.27%
81 PHILLIPS 66 5,088 392 0.13%
82 PHILIP MORRIS INTL INC 27,385 2,242 0.77%
83 PFIZER INC 76,053 2,443 0.84%
84 PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 11,817 164 0.06%
85 PETROBRAS ARGENTINA S A 21,762 121 0.04%
86 PEPSICO INC 3,291 275 0.09%
87 PDL BIOPHARMA INC 10,465 87 0.03%
88 PACCAR INC 45,938 3,098 1.07%
89 ORACLE CORP 9,522 390 0.13%
90 OMEROS CORP 36,246 437 0.15%
91 OCULUS INNOVATIVE SCIENCES I 70,554 266 0.09%
92 OCH-ZIFF CAP MGMT GROUP CL A SHS 12,382 171 0.06%
93 New Residential Investment Cor 634,689 4,106 1.41%
94 NUVEEN INVT MN QTY I 10,775 152 0.05%
95 NUVEEN CR STRATEGIES INCOME FD COM SHS 90,505 861 0.30%
96 NORDSTROM INC 11,898 743 0.26%
97 NIKE INC 5,367 396 0.14%
98 NEWCASTLE INVESTMENT CORP 305,814 1,437 0.49%
99 NEW YORK CMNTY BANCORP INC 12,794 206 0.07%
100 NEW MTN FIN CORP 24,600 358 0.12%
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