| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,268,153 | 14,419,000 | 18.94% | ||
| 2 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 576,642 | 6,556,000 | 8.61% | ||
| 3 | Advisors Asset Management, Inc. | 523,236 | 5,949,000 | 7.81% | ||
| 4 | Invesco Ltd. | 464,372 | 5,280,000 | 6.93% | ||
| 5 | MORGAN STANLEY | 268,337 | 3,051,000 | 4.01% | ||
| 6 | ROYAL BANK OF CANADA | 265,203 | 3,015,000 | 3.96% | ||
| 7 | OAK HILL ADVISORS LP | 257,500 | 2,928,000 | 3.85% | ||
| 8 | WELLS FARGO & COMPANY/MN | 257,470 | 2,927,000 | 3.84% | ||
| 9 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 250,700 | 2,850,000 | 3.74% | ||
| 10 | 1ST SOURCE BANK | 222,148 | 2,526,000 | 3.32% | ||
| 11 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 211,400 | 2,404,000 | 3.16% | ||
| 12 | Global Endowment Management, LP | 198,270 | 2,254,000 | 2.96% | ||
| 13 | PNC FINANCIAL SERVICES GROUP, INC. | 182,082 | 2,070,000 | 2.72% | ||
| 14 | GUGGENHEIM CAPITAL LLC | 181,710 | 2,067,000 | 2.71% | ||
| 15 | Peachtree Investment Advisors, Inc. | 178,809 | 2,033,000 | 2.67% | ||
| 16 | RAYMOND JAMES & ASSOCIATES | 145,384 | 1,653,000 | 2.17% | ||
| 17 | AQR CAPITAL MANAGEMENT LLC | 115,861 | 1,317,000 | 1.73% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 114,385 | 1,301,000 | 1.71% | ||
| 19 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 89,500 | 1,015,000 | 1.33% | ||
| 20 | Capital Investment Advisors, LLC | 83,209 | 946,086 | 1.24% | ||
| 21 | Horizon Kinetics LLC | 72,839 | 828,000 | 1.09% | ||
| 22 | UBS AG | 66,355 | 754,000 | 0.99% | ||
| 23 | LPL Financial LLC | 63,109 | 718,000 | 0.94% | ||
| 24 | BNP PARIBAS FINANCIAL MARKETS | 60,000 | 696,600 | 0.91% | ||
| 25 | GOODWIN DANIEL L | 57,866 | 658,000 | 0.86% | ||
| 26 | TFS CAPITAL LLC | 44,946 | 511,000 | 0.67% | ||
| 27 | ROBINSON CAPITAL MANAGEMENT, LLC | 44,273 | 503,000 | 0.66% | ||
| 28 | Relative Value Partners, LLC | 41,000 | 466,000 | 0.61% | ||
| 29 | STALEY CAPITAL ADVISERS INC | 37,720 | 429,000 | 0.56% | ||
| 30 | STIFEL FINANCIAL CORP | 36,814 | 419,000 | 0.55% | ||
| 31 | VAN ECK ASSOCIATES CORP | 35,956 | 409,000 | 0.54% | ||
| 32 | Commonwealth Equity Services, Inc | 34,167 | 388,000 | 0.51% | ||
| 33 | Dalton Investments, Inc. | 32,337 | 368,000 | 0.48% | ||
| 34 | TWIN FOCUS CAPITAL PARTNERS, LLC | 31,294 | 356,000 | 0.47% | ||
| 35 | CITY NATIONAL BANK | 26,273 | 299,000 | 0.39% | ||
| 36 | First Allied Advisory Services, Inc. | 21,119 | 241,000 | 0.32% | ||
| 37 | Yellowstone Partners, LLC | 14,700 | 167,000 | 0.22% | ||
| 38 | DEUTSCHE BANK AG\ | 13,459 | 153,000 | 0.20% | ||
| 39 | NWAM LLC | 13,172 | 150,000 | 0.20% | ||
| 40 | FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC | 12,262 | 139,000 | 0.18% | ||
| 41 | Bridgewater Advisors Inc. | 11,260 | 128,000 | 0.17% | ||
| 42 | HighTower Advisors, LLC | 10,441 | 119,000 | 0.16% | ||
| 43 | Private Advisor Group, LLC | 10,050 | 114,000 | 0.15% | ||
| 44 | ALLIANCEBERNSTEIN L.P. | 9,406 | 107,000 | 0.14% | ||
| 45 | BRAVE ASSET MANAGEMENT INC | 6,931 | 79,000 | 0.10% | ||
| 46 | SIT INVESTMENT ASSOCIATES INC | 6,529 | 74,000 | 0.10% | ||
| 47 | US BANCORP \DE\ | 4,545 | 52,000 | 0.07% | ||
| 48 | MUFG Americas Holdings Corp | 3,623 | 41,000 | 0.05% | ||
| 49 | CITIGROUP INC | 2,717 | 31,000 | 0.04% | ||
| 50 | PATHSTONE FAMILY OFFICE, LLC | 2,606 | 30,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
