| 1 |
SIT INVESTMENT ASSOCIATES INC |
4,099,396 |
21,112,000 |
29.43% |
|
|
| 2 |
WELLS FARGO & COMPANY/MN |
2,084,775 |
10,736,000 |
14.97% |
|
|
| 3 |
Saba Capital Management, L.P. |
1,860,860 |
9,583,000 |
13.36% |
|
|
| 4 |
1607 Capital Partners, LLC |
1,794,523 |
9,242,000 |
12.88% |
|
|
| 5 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
724,706 |
3,732,000 |
5.20% |
|
|
| 6 |
Invesco Ltd. |
674,611 |
3,475,000 |
4.84% |
|
|
| 7 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
370,565 |
1,908,000 |
2.66% |
|
|
| 8 |
UBS AG |
369,820 |
1,904,000 |
2.65% |
|
|
| 9 |
Sterneck Capital Management, LLC |
288,465 |
1,486,000 |
2.07% |
|
|
| 10 |
MORGAN STANLEY |
238,472 |
1,228,000 |
1.71% |
|
|
| 11 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
195,100 |
998,000 |
1.39% |
|
|
| 12 |
BANK OF AMERICA CORP /DE/ |
169,752 |
874,000 |
1.22% |
|
|
| 13 |
Penbrook Management LLC |
158,654 |
817,000 |
1.14% |
|
|
| 14 |
Relative Value Partners, LLC |
91,037 |
469,000 |
0.65% |
|
|
| 15 |
LPL Financial LLC |
84,575 |
436,000 |
0.61% |
|
|
| 16 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
71,748 |
370,000 |
0.52% |
|
|
| 17 |
Thomas J. Herzfeld Advisors, Inc. |
70,528 |
363,000 |
0.51% |
|
|
| 18 |
Raymond James Financial Services Advisors, Inc. |
53,595 |
276,000 |
0.38% |
|
|
| 19 |
Commonwealth Equity Services, Inc |
42,021 |
216,000 |
0.30% |
|
|
| 20 |
DOLIVER ADVISORS, LP |
40,890 |
211,000 |
0.29% |
|
|
| 21 |
CITADEL ADVISORS LLC |
39,821 |
205,000 |
0.29% |
|
|
| 22 |
Cambridge Investment Research Advisors, Inc. |
34,283 |
177,000 |
0.25% |
|
|
| 23 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
31,569 |
163,000 |
0.23% |
|
|
| 24 |
WealthTrust Axiom LLC |
29,000 |
149,000 |
0.21% |
|
|
| 25 |
GOLDMAN SACHS GROUP INC |
28,837 |
149,000 |
0.21% |
|
|
| 26 |
ALLIANCEBERNSTEIN L.P. |
27,480 |
142,000 |
0.20% |
|
|
| 27 |
Community Financial Services Group, LLC |
17,000 |
88,000 |
0.12% |
|
|
| 28 |
US BANCORP \DE\ |
17,000 |
88,000 |
0.12% |
|
|
| 29 |
ROYAL BANK OF CANADA |
16,806 |
87,000 |
0.12% |
|
|
| 30 |
NWAM LLC |
16,598 |
85,000 |
0.12% |
|
|
| 31 |
Virtu KCG Holdings LLC |
15,878 |
82,000 |
0.11% |
|
|
| 32 |
Paloma Partners Management Co |
15,251 |
79,000 |
0.11% |
|
|
| 33 |
HOLLENCREST CAPITAL MANAGEMENT |
15,203 |
78,000 |
0.11% |
|
|
| 34 |
SHEPHERD KAPLAN KROCHUK, LLC |
13,920 |
72,000 |
0.10% |
|
|
| 35 |
PAYDEN & RYGEL |
13,690 |
71,000 |
0.10% |
|
|
| 36 |
Partnervest Advisory Services LLC |
13,416 |
69,000 |
0.10% |
|
|
| 37 |
OARSMAN CAPITAL, INC. |
13,269 |
68,000 |
0.09% |
|
|
| 38 |
First Allied Advisory Services, Inc. |
13,004 |
66,000 |
0.09% |
|
|
| 39 |
CITIGROUP INC |
12,047 |
62,000 |
0.09% |
|
|
| 40 |
Concert Wealth Management Inc. |
11,500 |
59,000 |
0.08% |
|
|
| 41 |
Cetera Advisor Networks LLC |
11,005 |
57,000 |
0.08% |
|
|
| 42 |
WFG Advisors, LP |
10,647 |
55,000 |
0.08% |
|
|
| 43 |
Winfield Associates, Inc. |
6,000 |
31,000 |
0.04% |
|
|
| 44 |
Sandy Spring Bank |
5,000 |
26,000 |
0.04% |
|
|
| 45 |
Horrell Capital Management, Inc. |
3,000 |
17,000 |
0.02% |
|
|
| 46 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,500 |
12,875 |
0.02% |
|
|
| 47 |
Creative Planning |
2,175 |
11,000 |
0.02% |
|
|
| 48 |
DUBUQUE BANK & TRUST CO |
1,900 |
10,000 |
0.01% |
|
|
| 49 |
MSI Financial Services Inc |
1,316 |
7,000 |
0.01% |
|
|
| 50 |
Advisors Asset Management, Inc. |
1,081 |
6,000 |
0.01% |
|
|
