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Institutional Investment Manager
NWAM LLC
NWAM LLC (CIK: 0001655006) incorporated in Washington, located at 2835 82nd Ave Se, Mercer Island, WA. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001085146-16-004404) filed in 2016.09.09
#
Name
Shares
Value ($)
%
Options
Notes
101 VANGUARD INTL EQUITY INDEX F 14,373 723 0.25%
102 AMGEN INC 5,819 718 0.25%
103 WELLS FARGO & CO NEW 14,438 718 0.25%
104 FRANKLIN LTD DURATION INCOME 54,639 713 0.25%
105 E M C CORP MASS COM 25,865 709 0.24%
106 CHESAPEAKE ENERGY CORP 27,613 707 0.24%
107 MCDONALDS CORP 7,187 705 0.24%
108 ISHARES TR 17,858 697 0.24%
109 ISHARES TR 5,950 667 0.23%
110 STEALTHGAS INC SHS 57,375 652 0.22%
111 ISHARES MSCI EAFE SMALL CAP IDX FD 12,063 630 0.22%
112 MEDLEY CAP CORPORATION 45,600 621 0.21%
113 ANWORTH MTG ASSET CORP 123,450 612 0.21%
114 MONSANTO CO NEW 5,305 604 0.21%
115 3M CO 4,436 602 0.21%
116 BANK HAWAII CORP 9,786 593 0.20%
117 ISHARES TR 5,826 582 0.20%
118 VANGUARD SCOTTSDALE FDS 7,209 577 0.20%
119 VANGUARD TAX-MANAGED FDS 13,791 569 0.20%
120 ABBOTT LABS 14,132 544 0.19%
121 ISHARES TR 4,790 543 0.19%
122 AMERICAN EXPRESS CO 6,006 541 0.19%
123 SPDR GOLD TR 4,371 540 0.19%
124 BCE INC 5,623 530 0.18%
125 INTERNATIONAL BUSINESS MACHS 2,725 525 0.18%
126 CITIGROUPINC 10,943 521 0.18%
127 ISHARES NASDAQ BIOTECHNOLOGY ETF 681 513 0.18%
128 COMCAST CORP NEW 10,245 513 0.18%
129 TEMPLETON EMERGING COM 36,440 511 0.18%
130 JOHNSON CTLS INTL PLC 10,479 496 0.17%
131 ISHARES TR 5,727 491 0.17%
132 VANGUARD SPECIALIZED FUNDS 6,520 490 0.17%
133 BANK MONTREAL QUE 7,298 489 0.17%
134 WISDOMTREE TR 10,649 488 0.17%
135 MORGAN STANLEY EMER MKTS DEB 48,645 482 0.17%
136 ABBVIE INC 9,172 471 0.16%
137 YPF SOCIEDAD ANONIMA 14,875 464 0.16%
138 SEMPRA ENERGY 4,748 459 0.16%
139 ISHARES TR 3,833 456 0.16%
140 VANGUARD INDEX FDS 4,503 453 0.16%
141 BERKSHIRE HATHAWAY INC DEL 2 452 0.16%
142 OMEROS CORP 36,246 437 0.15%
143 REVOLUTION LIGHTING TECHNOLO COM 138,480 436 0.15%
144 SPDR SERIES TRUST 10,559 436 0.15%
145 COCA COLA CO 10,943 423 0.15%
146 ISHARES TR 5,035 419 0.14%
147 MANNKIND CORP. 102,582 412 0.14%
148 LORILLARD 7,603 411 0.14%
149 BLACKROCK MUNIHOLD QU FU II IN COM 32,105 409 0.14%
150 UNITEDHEALTH GROUP INC 4,922 404 0.14%
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