| 1 |
SIT INVESTMENT ASSOCIATES INC |
1,408,358 |
18,379,000 |
20.74% |
|
|
| 2 |
Saba Capital Management, L.P. |
1,024,902 |
13,375,000 |
15.10% |
|
|
| 3 |
Invesco Ltd. |
803,667 |
10,488,000 |
11.84% |
|
|
| 4 |
Advisors Asset Management, Inc. |
773,389 |
10,093,000 |
11.39% |
|
|
| 5 |
GUGGENHEIM CAPITAL LLC |
749,247 |
9,778,000 |
11.04% |
|
|
| 6 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
440,247 |
5,745,000 |
6.48% |
|
|
| 7 |
KMS FINANCIAL SERVICES, INC |
124,311 |
1,622,000 |
1.83% |
|
|
| 8 |
COHEN & STEERS, INC. |
114,977 |
1,500,000 |
1.69% |
|
|
| 9 |
BANK OF AMERICA CORP /DE/ |
112,941 |
1,474,000 |
1.66% |
|
|
| 10 |
Commonwealth Equity Services, Inc |
109,688 |
1,431,000 |
1.62% |
|
|
| 11 |
WOLVERINE ASSET MANAGEMENT LLC |
105,133 |
1,371,000 |
1.55% |
|
|
| 12 |
RAYMOND JAMES & ASSOCIATES |
96,403 |
1,258,000 |
1.42% |
|
|
| 13 |
MORGAN STANLEY |
80,637 |
1,052,000 |
1.19% |
|
|
| 14 |
Raymond James Financial Services Advisors, Inc. |
78,799 |
1,028,000 |
1.16% |
|
|
| 15 |
BARCLAYS PLC |
69,703 |
898,000 |
1.01% |
|
|
| 16 |
STIFEL FINANCIAL CORP |
61,185 |
798,000 |
0.90% |
|
|
| 17 |
LPL Financial LLC |
60,817 |
794,000 |
0.90% |
|
|
| 18 |
Greenwich Wealth Management LLC |
57,726 |
753,000 |
0.85% |
|
|
| 19 |
NWAM LLC |
54,639 |
713,000 |
0.80% |
|
|
| 20 |
D.A. DAVIDSON & CO. |
51,151 |
667,000 |
0.75% |
|
|
| 21 |
Capital Investment Advisors, LLC |
42,699 |
557,222 |
0.63% |
|
|
| 22 |
DOLIVER ADVISORS, LP |
41,336 |
539,000 |
0.61% |
|
|
| 23 |
UBS AG |
32,457 |
424,000 |
0.48% |
|
|
| 24 |
WELLS FARGO & COMPANY/MN |
27,178 |
355,000 |
0.40% |
|
|
| 25 |
First Allied Advisory Services, Inc. |
26,308 |
346,000 |
0.39% |
|
|
| 26 |
AMERICAN INTERNATIONAL GROUP, INC. |
25,297 |
330,126 |
0.37% |
|
|
| 27 |
Horizon Kinetics LLC |
21,423 |
280,000 |
0.32% |
|
|
| 28 |
Cambridge Investment Research Advisors, Inc. |
21,040 |
275,000 |
0.31% |
|
|
| 29 |
SG Americas Securities, LLC |
20,428 |
267,000 |
0.30% |
|
|
| 30 |
OPPENHEIMER & CO INC |
18,960 |
247,000 |
0.28% |
|
|
| 31 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
16,146 |
211,000 |
0.24% |
|
|
| 32 |
ROYAL BANK OF CANADA |
14,488 |
189,000 |
0.21% |
|
|
| 33 |
Investors Capital Advisory Services |
14,072 |
183,000 |
0.21% |
|
|
| 34 |
TFS CAPITAL LLC |
13,902 |
181,000 |
0.20% |
|
|
| 35 |
ENVESTNET ASSET MANAGEMENT INC |
13,005 |
170,000 |
0.19% |
|
|
| 36 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13,005 |
170,000 |
0.19% |
|
|
| 37 |
CREDIT SUISSE AG/ |
11,656 |
152,000 |
0.17% |
|
|
| 38 |
Shaker Financial Services, LLC |
11,000 |
144,000 |
0.16% |
|
|
| 39 |
Robert W. Baird & Co. Inc |
10,619 |
139,000 |
0.16% |
|
|
| 40 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
8,130 |
106,000 |
0.12% |
|
|
| 41 |
Creative Planning |
6,018 |
79,000 |
0.09% |
|
|
| 42 |
Highlander Capital Management, LLC |
800 |
10,440 |
0.01% |
|
|
| 43 |
OPTIMUM INVESTMENT ADVISORS |
700 |
9,000 |
0.01% |
|
|
| 44 |
FARMERS & MERCHANTS INVESTMENTS INC |
600 |
8,000 |
0.01% |
|
|
| 45 |
Tower Research Capital LLC (TRC) |
638 |
8,000 |
0.01% |
|
|
| 46 |
FIFTH THIRD BANCORP |
333 |
4,000 |
0.00% |
|
|
| 47 |
Gradient Investments LLC |
100 |
1,000 |
0.00% |
|
|
| 48 |
CITIGROUP INC |
26 |
0 |
0.00% |
|
|
