Dark
Light
System
Institutional Investment Manager
NWAM LLC
NWAM LLC (CIK: 0001655006) incorporated in Washington, located at 2835 82nd Ave Se, Mercer Island, WA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Original 13F HR (0001085146-16-004408) filed in 2016.09.09
#
Name
Shares
Value ($)
%
Options
Notes
151 VANGUARD INDEX FDS 3,415 369 0.16%
152 ARES CAPITAL CORP 21,352 367 0.16%
153 HOEGH LNG PARTNERS LP 16,686 362 0.15%
154 SOURCE CAP INC 4,815 353 0.15%
155 VANGUARD SCOTTSDALE FDS 4,346 349 0.15%
156 VANGUARD SCOTTSDALE FDS 5,720 349 0.15%
157 WESTERN ASSET MTG DEFINED OP 14,274 343 0.15%
158 ISHARES RUSSELL 2000 VALUE ETF 3,300 341 0.15%
159 NIKE INC 3,357 337 0.14%
160 CBS CORP NEW 5,536 336 0.14%
161 AMERICAN EXPRESS CO 4,199 328 0.14%
162 STATOIL ASA 18,580 327 0.14%
163 EATON VANCE SHORT COM 22,495 326 0.14%
164 BROOKDALE SR LIVING INC 8,550 323 0.14%
165 COLUMBIA BKG SYS INC COM 11,059 320 0.14%
166 GOOGLE INC 571 313 0.13%
167 ISHARES TR 3,177 311 0.13%
168 TIME WARNER INC 3,639 307 0.13%
169 TURQUOISE HILL RES LTD 97,436 304 0.13%
170 PIMCO CORPORATE INCOME OPP 19,000 300 0.13%
171 GLAXOSMITHKLINE PLC 6,432 297 0.13%
172 BANK MONTREAL QUE 4,847 291 0.12%
173 CABLEVISION SYS CORP(NEW) NY GROUP CL ACOM 15,890 291 0.12%
174 AFLAC INC 4,465 286 0.12%
175 NEW MTN FIN CORP 19,300 282 0.12%
176 VANGUARD INDEX FDS 2,125 282 0.12%
177 BROADCOM CORP CL A 6,450 279 0.12%
178 GAMCO GLOBAL GOLD NAT RES & 39,850 277 0.12%
179 ISHARES MSCI EAFE SMALL CAP IDX FD 5,499 272 0.12%
180 KRAFT HEINZ CO COM 3,115 271 0.12%
181 SPECIAL OPPORTUNITIES FUND INC COM 17,369 268 0.11%
182 HCP INC 6,125 265 0.11%
183 SOUTHERN CO 5,990 265 0.11%
184 MEDTRONIC PLC 3,357 262 0.11%
185 TCW STRATEGIC INCOME FD INC 48,286 261 0.11%
186 PHILIP MORRIS INTL INC 3,452 260 0.11%
187 POWERSHS DB US DOLLAR INDEX 10,000 260 0.11% Call
188 BP PLC 7,000 259 0.11% Put
189 VANGUARD NAT RES LLC COM UNIT 18,357 257 0.11%
190 BLACKROCK MUNIYIELD QUALITY 16,650 256 0.11%
191 CIENA CORP 13,189 255 0.11%
192 FRONTIER COMMUNICATIONS CORP 35,919 253 0.11%
193 NXP SEMICONDUCTORS N V 2,500 250 0.11% Call
194 KAYNE ANDERSON MLP INVT CO 7,039 250 0.11%
195 ST JUDE MED INC 3,801 249 0.11%
196 OCH-ZIFF CAP MGMT GROUP CL A SHS 19,726 249 0.11%
197 PHILLIPS 66 3,170 249 0.11%
198 ORACLE CORP 5,736 248 0.11%
199 TEXAS INSTRS INC 4,330 248 0.11%
200 PLUM CREEK TIMBER 5,611 244 0.10%
Page 4 of 6