| 1 |
Relative Value Partners, LLC |
2,483,218 |
38,291,000 |
51.37% |
|
|
| 2 |
Ancora Advisors LLC |
0 |
6,327,000 |
8.49% |
|
|
| 3 |
SIT INVESTMENT ASSOCIATES INC |
360,205 |
5,554,000 |
7.45% |
|
|
| 4 |
Horizon Kinetics LLC |
316,877 |
4,886,000 |
6.55% |
|
|
| 5 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
273,475 |
4,216,000 |
5.66% |
|
|
| 6 |
Shaker Financial Services, LLC |
265,178 |
4,089,000 |
5.49% |
|
|
| 7 |
CSS LLC/IL |
218,527 |
3,370,000 |
4.52% |
|
|
| 8 |
MORGAN STANLEY |
140,181 |
2,161,000 |
2.90% |
|
|
| 9 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
119,119 |
1,837,000 |
2.46% |
|
|
| 10 |
Independence Trust CO |
61,404 |
947,000 |
1.27% |
|
|
| 11 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
55,110 |
850,000 |
1.14% |
|
|
| 12 |
WELLS FARGO & COMPANY/MN |
23,916 |
369,000 |
0.50% |
|
|
| 13 |
NWAM LLC |
17,369 |
268,000 |
0.36% |
|
|
| 14 |
UBS Group AG |
17,252 |
266,000 |
0.36% |
|
|
| 15 |
Commonwealth Equity Services, Inc |
15,501 |
239,000 |
0.32% |
|
|
| 16 |
KING INVESTMENT ADVISORS INC/TX |
14,308 |
223,000 |
0.30% |
|
|
| 17 |
FIRST MANHATTAN CO. LLC. |
9,435 |
145,000 |
0.19% |
|
|
| 18 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
8,101 |
125,000 |
0.17% |
|
|
| 19 |
WOLVERINE ASSET MANAGEMENT LLC |
5,238 |
80,000 |
0.11% |
|
|
| 20 |
PNC FINANCIAL SERVICES GROUP, INC. |
4,142 |
64,000 |
0.09% |
|
|
| 21 |
Financial Architects, Inc |
3,348 |
52,000 |
0.07% |
|
|
| 22 |
BANK OF AMERICA CORP /DE/ |
2,687 |
41,000 |
0.06% |
|
|
| 23 |
Chicago Partners Investment Group LLC |
2,369 |
36,000 |
0.05% |
|
|
| 24 |
ROYAL BANK OF CANADA |
2,149 |
33,000 |
0.04% |
|
|
| 25 |
THRIVENT FINANCIAL FOR LUTHERANS |
1,594 |
25,000 |
0.03% |
|
|
| 26 |
Carroll Financial Associates, Inc. |
1,200 |
19,000 |
0.03% |
|
|
| 27 |
US BANCORP \DE\ |
842 |
13,000 |
0.02% |
|
|
| 28 |
CITIGROUP INC |
794 |
12,000 |
0.02% |
|
|
| 29 |
BARCLAYS PLC |
95 |
1,000 |
0.00% |
|
|
| 30 |
Tower Research Capital LLC (TRC) |
3 |
0 |
0.00% |
|
|
