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GAMCO GLOBAL GOLD NAT RES
GAMCO GLOBAL GOLD NAT RES . Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 81 Institutional holders with a total value of $83,704,140.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 3,157,735 21,946,000 26.22%
2 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 1,978,477 13,750,000 16.43%
3 MORGAN STANLEY 1,296,537 9,010,000 10.76%
4 LPL Financial LLC 560,161 3,949,000 4.72%
5 MSI Financial Services Inc 455,922 3,169,000 3.79%
6 Alpine Global Management, LLC 441,226 3,093,000 3.70%
7 Investors Capital Advisory Services 400,810 2,785,000 3.33%
8 BANK OF AMERICA CORP /DE/ 375,996 2,613,000 3.12%
9 Invesco Ltd. 363,470 2,526,000 3.02%
10 BNP PARIBAS FINANCIAL MARKETS 326,840 2,271,538 2.71%
11 RAYMOND JAMES & ASSOCIATES 278,483 1,935,000 2.31%
12 D.A. DAVIDSON & CO. 177,475 1,233,000 1.47%
13 Cetera Advisor Networks LLC 158,423 1,093,000 1.31%
14 Apriem Advisors 148,175 1,030,000 1.23%
15 Robert W. Baird & Co. Inc 147,670 1,026,000 1.23%
16 Raymond James Financial Services Advisors, Inc. 124,112 863,000 1.03%
17 DOLIVER ADVISORS, LP 114,857 798,000 0.95%
18 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 111,000 772,000 0.92%
19 Commonwealth Equity Services, Inc 84,188 585,000 0.70%
20 CORNERSTONE ADVISORS INC 83,820 583,000 0.70%
21 B. Riley Wealth Advisors, Inc. 82,470 573,000 0.68%
22 WELLS FARGO & COMPANY/MN 69,013 479,000 0.57%
23 CITIGROUP INC 68,552 476,000 0.57%
24 Hilltop Holdings Inc. 65,605 456,000 0.54%
25 WEDBUSH SECURITIES INC 62,419 434,000 0.52%
26 ROYAL BANK OF CANADA 57,971 403,000 0.48%
27 Virtu KCG Holdings LLC 51,694 359,000 0.43%
28 Nuveen Asset Management, LLC 47,500 330,000 0.39%
29 Cambridge Investment Research Advisors, Inc. 46,241 321,000 0.38%
30 Perigon Wealth Management, LLC 45,782 318,000 0.38%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 41,751 290,000 0.35%
32 NWAM LLC 39,850 277,000 0.33%
33 Janney Montgomery Scott LLC 37,867 263,000 0.31%
34 WOLVERINE ASSET MANAGEMENT LLC 36,773 255,000 0.30%
35 Orca Investment Management, LLC 35,040 244,000 0.29%
36 Elite Wealth Management, Inc. 35,000 243,000 0.29%
37 STIFEL FINANCIAL CORP 34,955 243,000 0.29%
38 VSR Financial Services, Inc. 31,988 222,000 0.27%
39 OPTIMUM INVESTMENT ADVISORS 29,971 208,000 0.25%
40 OPPENHEIMER & CO INC 28,768 200,000 0.24%
41 PNC FINANCIAL SERVICES GROUP, INC. 27,135 188,000 0.22%
42 Stratos Wealth Partners, LTD. 23,120 159,000 0.19%
43 ADELL HARRIMAN & CARPENTER INC 21,500 149,425 0.18%
44 Sigma Planning Corp 18,197 126,000 0.15%
45 CAZ INVESTMENTS LP 18,183 126,000 0.15%
46 PINKERTON WEALTH, LLC 18 120,000 0.14%
47 Sunbelt Securities, Inc. 16,286 113,185 0.14%
48 AMERICAN INTERNATIONAL GROUP, INC. 15,756 109,504 0.13%
49 DEUTSCHE BANK AG\ 14,900 103,000 0.12%
50 First Allied Advisory Services, Inc. 13,722 95,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.