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Institutional Investment Manager
NWAM LLC
NWAM LLC (CIK: 0001655006) incorporated in Washington, located at 2835 82nd Ave Se, Mercer Island, WA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001085146-16-004574) filed in 2016.10.26
#
Name
Shares
Value ($)
%
Options
Notes
51 STRYKER CORP 1,919 223 0.02%
52 STEALTHGAS INC SHS 76,525 266 0.02%
53 STATOIL ASA 13,780 232 0.02%
54 STARBUCKS CORP 91,715 4,965 0.38%
55 SPROTT PHYSICAL GOLD TRUST 28,375 311 0.02%
56 SPDR SERIES TRUST 25,680 943 0.07%
57 SPDR SER TR 8,659 297 0.02%
58 SPDR S&P MIDCAP 400 ETF TR 9,692 2,736 0.21%
59 SPDR S&P 500 ETF TR 5,905 1,277 0.10%
60 SOUTHERN CO 7,507 385 0.03%
61 SONUS NETWORKS INC 27,711 216 0.02%
62 SHIP FINANCE INTERNATIONAL L 20,222 298 0.02%
63 SELECT SECTOR SPDR TR 6,307 301 0.02%
64 SCHWAB US TIPS ETF 6,561 375 0.03%
65 SCHWAB U.S. LARGE-CAP VALUE ETF 8,845 403 0.03%
66 SCHWAB U.S. LARGE-CAP GROWTH ETF 6,149 341 0.03%
67 SCHWAB INTERNATIONAL EQUITY ETF 8,373 241 0.02%
68 SCHLUMBERGER LTD 7,276 572 0.04%
69 RYDEX ETF TRUST 81,000 6,771 0.51%
70 ROYAL DUTCH SHELL PLC 13,837 693 0.05%
71 ROYAL BK CDA MONTREAL QUE 6,128 380 0.03%
72 RIO TINTO PLC 7,600 254 0.02%
73 REALTY INCOME CORP 12,866 861 0.07%
74 QUALCOMM INC 12,820 878 0.07%
75 PUTNAM MUN OPPORTUNITIES TR 13,172 176 0.01%
76 PUTNAM MASTER INTER INCOME T 16,598 73 0.01%
77 PROSPECT CAPITAL CORPORATION 18,666 151 0.01%
78 PROSHARES ULTRASHORT SP500 5,000 80,000 6.07% Call
79 PROCTER AND GAMBLE CO 24,214 2,173 0.16%
80 PRAXAIR INC 3,142 380 0.03%
81 POWERSHARES QQQ TRUST 47,214 5,605 0.43%
82 POWERSHARES ETF TRUST II 50,307 1,168 0.09%
83 POWERSHARES ETF TRUST 6,472 274 0.02%
84 POWERSHARES ETF TR II 78,932 1,194 0.09%
85 PLAINS ALL AMERN PIPELINE L 7,552 237 0.02%
86 PIMCO CORPORATE INCOME OPP 20,418 298 0.02%
87 PIMCO CORPORATE INCM STRG 52,940 812 0.06%
88 PHILLIPS 66 2,906 234 0.02%
89 PHILIP MORRIS INTL INC 3,776 367 0.03%
90 PFIZER INC 51,848 1,756 0.13%
91 PETROBRAS ARGENTINA S A 26,918 177 0.01%
92 PEPSICO INC 3,636 396 0.03%
93 PAYCHEX INC 3,532 204 0.02%
94 PACCAR INC 31,814 1,870 0.14%
95 Onebeacon Insurance 10,063 144 0.01%
96 ORCHID IS CAP INC 7,000 70,000 5.31% Put
97 ORACLE CORP 10,550 414 0.03%
98 OMEROS CORP 23,393 261 0.02%
99 OFFICE DEPOT INC 12,400 44 0.00%
100 OCWEN FINL CORP 14,250 52 0.00%
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